SEC Form 4 · accession 0001094792-18-000029
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T McDonald
Officer — CEO · Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | S | 841 | $30.75 | D | 1,580,811 | D | |
| Common Stock | Nov 15, 2018 | S | 9,365 | $30.00 | D | 173,738 | I | By MLPF&S as Cust. FBO J. McDonald IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner.