SEC Form 4 · accession 0001289889-19-000002
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Douglass Hill
Officer — CFO &Treasurer
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2019 | A | 75,000 | $0.00 | A | 311,596 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2019 and ending on December 16, 2021; provided that the participant continues to be a service provider through each such vesting date.