SEC Form 4 · accession 0001624067-26-000008
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Mattox
Director
Period of report
Aug 7, 2026
Accepted (ET)
Aug 11, 2026 · 4:54 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 7, 2026 | S | 847 | $4.2801 | D | 36,053 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026.
- F2This transaction was executed in multiple trades at prices ranging from $4.28 to $4.495. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.