SEC Form 4 · accession 0001094792-18-000025
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T McDonald
Officer — CEO · Director
Period of report
Oct 5, 2018
Accepted (ET)
Oct 9, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2018 | G | 3,000 | $0.00 | D | 1,583,222 | D | |
| Common Stock | Oct 5, 2018 | S | 1,570 | $37.00 | D | 1,581,652 | D | |
| Common Stock | holding | — | — | — | 193,738 | I | By MLPF&S as Cust. FBO J. McDonald IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.