SEC Form 4 · accession 0001209191-18-044717
Axalta Coating Systems Ltd. · AXTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F. Finn
Officer — SVP & General Counsel
Period of report
Jul 31, 2018
Accepted (ET)
Aug 1, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001616862
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jul 31, 2018 | A | 46,280 | A | — | — | Common Shares | 46,280 | 46,280 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
- F2This restricted stock unit grant will vest 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.