Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 12, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

286 filings · trading day Dec 12, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 8, 2017 AForm 4 →	Dec 12, 11:35 am EST	LENNOX INTERNATIONAL INCLII	Todd M BluedornChairman and CEO, Director	31,299	$205.53	$6,432,883	31,299	—
Dec 7, 2017 PForm 4 →	Dec 11, 8:18 pm EST	GigCapital, Inc.GIG.U	Avi S Katz +1CEO, Pres, Exec Chairman, Director, 10% Owner	623,000	$10.00	$6,230,000	356,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:50 am EST	LENNOX INTERNATIONAL INCLII	Douglas L YoungEVP, President & COO RHC	7,825	$205.53	$1,608,272	7,825	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:33 am EST	LENNOX INTERNATIONAL INCLII	Prakash BedapudiEVP, Chief Technology Officer	6,573	$205.53	$1,350,949	6,573	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:41 am EST	LENNOX INTERNATIONAL INCLII	Joseph William ReitmeierEVP & Chief Financial Officer	6,573	$205.53	$1,350,949	6,573	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:44 am EST	LENNOX INTERNATIONAL INCLII	Daniel M SessaEVP, Chief HR Officer	6,573	$205.53	$1,350,949	6,573	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:46 am EST	LENNOX INTERNATIONAL INCLII	John D TorresEVP, Chief Legal Officer	6,573	$205.53	$1,350,949	6,573	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:38 pm EST	DowDuPont Inc.DWDP	Andrew N LiverisOther	29,723	$38.62	$1,147,902	252,245	—
Dec 8, 2017 AMForm 4 →	Dec 12, 11:16 am EST	LENNOX INTERNATIONAL INCLII	Terry L JohnstonEVP, President/COO Commercial	9,204	$205.53	$1,093,625	5,321	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:27 am EST	LENNOX INTERNATIONAL INCLII	Gary S BedardEVP, President and COO, WWR	5,008	$205.53	$1,029,294	5,008	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:19 pm EST	NetApp, Inc.NTAP	Joel D ReichExec VP, Product Operations	15,000	$56.99	$854,910	6,900	—
May 17, 2017 MForm 4 →	Dec 12, 2:02 pm EST	Ameris BancorpABCB	James A LaHaiseCorporate Banking Executive	18,684	$37.46	$699,903	0	—	late
Dec 8, 2017 AForm 4 →	Dec 12, 11:38 am EST	LENNOX INTERNATIONAL INCLII	Chris KoselVP-Corp Controller and CAO	1,565	$205.53	$321,654	1,565	—
Dec 8, 2017 MForm 4 →	Dec 12, 3:56 pm EST	KAR Auction Services, Inc.KAR	Lisa A. PriceEVP of Human Resources	10,000	$18.80	$188,000	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:37 pm EST	CBIZ, Inc.CBZ	Jerome P GriskoCEO & President, Director	30,138	$5.87	$176,910	71,862	—
Sep 28, 2010 AMForm 4 →	Dec 12, 2017, 12:49 pm EST	LEE ENTERPRISES, INCLEE ENT	Michael R GulledgeVP Ad Sales Leadership & Pub.	65,215	$2.10	$136,914	0	—	late amended
Sep 28, 2010 AMForm 4/A →	Dec 12, 2017, 2:10 pm EST	LEE ENTERPRISES, INCLEE ENT	Michael R GulledgeVP Ad Sales Leadership & Pub.	65,215	$2.10	$136,914	0	—
Dec 11, 2017 XForm 4 →	Dec 12, 9:25 am EST	Northwest Bancshares, Inc.NWBI	Gerald J RitzertEVP Finance and Controller	9,592	$13.02	$124,845	11,232	—
Dec 8, 2017 MForm 4 →	Dec 12, 8:29 am EST	EMC INSURANCE GROUP INCEMCI	Bruce G KelleyPresident & CEO, Director	7,150	$13.78	$98,551	850	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:14 pm EST	ASTRONICS CORPATRO	David C BurneyVP-FINANCE, CFO	6,655	$13.22	$87,979	0	—
Mar 1, 2014 AForm 4 →	Dec 12, 2017, 12:48 pm EST	LEE ENTERPRISES, INCLEE ENT	James A. GreenVice President - Digital	51,250	$1.20	$61,500	51,250	—	late
Dec 8, 2017 MForm 4 →	Dec 11, 4:48 pm EST	NEUROCRINE BIOSCIENCES INCNBIX	Darin LippoldtChief Legal Officer	2,955	$18.15	$53,633	37,005	—
Sep 29, 2017 AForm 4/A →	Dec 11, 4:19 pm EST	WORTHINGTON INDUSTRIES INCWOR	Mark A RussellPres/COO, Worthington Industri	1,114	$46.00	$51,244	234,998	—
Dec 7, 2017 MForm 4 →	Dec 11, 6:40 pm EST	Amber Road, Inc.AMBR	Thomas E ConwayChief Financial Officer	21,740	$2.31	$50,219	0	—
Dec 8, 2017 MPForm 4 →	Dec 11, 6:11 pm EST	Enertopia Corp.ENRT	Robert McAllisterPresident, Director	640,000	$0.0563	$36,000	870,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:45 pm EST	CABOT CORPCBT	Cabot Juan EnriquezDirector	172	$58.47	$10,085	32,190	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:24 pm EST	KELLOGG COK	John A BryantChairman/Trustee, Director, 10% Owner	125	$66.53	$8,335	13,646	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:47 pm EST	CABOT CORPCBT	Eduardo E CordeiroExecutive Vice President, CFO	96	$58.47	$5,611	17,908	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:47 pm EST	CABOT CORPCBT	Brian A BerubeSVP, General Counsel	88	$58.47	$5,120	16,340	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:49 pm EST	CABOT CORPCBT	Sean D KeohanePresident and CEO, Director	79	$58.47	$4,593	14,658	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:49 pm EST	CABOT CORPCBT	Friedrich von GottbergSenior Vice President	61	$58.47	$3,572	11,400	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:21 pm EST	WORTHINGTON INDUSTRIES INCWOR	Mark A RussellPres/COO, Worthington Industri	51	$42.31	$2,158	235,248	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:45 pm EST	CABOT CORPCBT	Matthais L. WolfgruberDirector	34	$58.47	$1,983	6,330	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:48 pm EST	CABOT CORPCBT	James Patrick KellyVice President and Controller	16	$58.47	$927	2,959	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:48 pm EST	CABOT CORPCBT	Hobart KalksteinSenior Vice President	14	$58.47	$827	2,640	—
Dec 7, 2017 JForm 4 →	Dec 11, 7:52 pm EST	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	22	$15.90	$346	27,073	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:03 pm EST	SolarEdge Technologies IncSEDG	Meir AdestVP, Core Technologies	400	—	—	19,333	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:03 pm EST	Foundation Medicine, Inc.FMI	Steven J. KafkaPresident & COO	88,361	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:03 pm EST	ENVESTNET, INC.ENV	Anil AroraEnvestnet \| Yodlee *, Director	8,333	—	—	33,336	—
Dec 10, 2017 MForm 4 →	Dec 11, 4:05 pm EST	TFS Financial CORPTFSL	Terrence R OzanDirector	2,300	—	—	0	—
Dec 10, 2017 MForm 4 →	Dec 11, 4:06 pm EST	TFS Financial CORPTFSL	John RingenbachDirector	2,300	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:06 pm EST	Apollo Endosurgery, Inc.APEN	Bret SchwartzhoffVP, US Sales & Marketing	39,981	—	—	78,481	—
Dec 10, 2017 MForm 4 →	Dec 11, 4:08 pm EST	TFS Financial CORPTFSL	III Ben S StefanskiDirector	2,300	—	—	0	—
Dec 11, 2017 MForm 4 →	Dec 11, 4:08 pm EST	Dave & Buster's Entertainment, Inc.PLAY	J Michael PlunkettSVP of Purch & Intl Ops	2,000	—	—	36,744	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:10 pm EST	NUMEREX CORP /PA/NMRX	Kenneth L GayronINTERIM CEO AND CFO	60,933	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:10 pm EST	NUMEREX CORP /PA/NMRX	Shu GanCHIEF MARKETING OFFICER	18,527	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:10 pm EST	NUMEREX CORP /PA/NMRX	Kelly H GayCHIEF OPERATING OFFICER	25,000	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:10 pm EST	NUMEREX CORP /PA/NMRX	Stratton J NicolainesDirector	13,650	—	—	—	—
Dec 8, 2017 MForm 4 →	Dec 11, 4:13 pm EST	MATTEL INC /DE/MAT	Mary Margaret Hastings GeorgiadisCEO, Director	41,167	—	—	82,331	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:13 pm EST	GENERAL DYNAMICS CORPGD	Jeffrey S GeigerVice President	29,410	—	—	0	—
Dec 8, 2017 CForm 4 →	Dec 11, 4:13 pm EST	Okta, Inc.OKTA	Greylock XIII GP LLC +210% Owner	3,400,250	—	—	541,662	—
Dec 8, 2017 MForm 4 →	Dec 11, 4:13 pm EST	GALLAGHER ARTHUR J & COAJG	Scott R HudsonVice President	7,600	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:15 pm EST	SOLIGENIX, INC.SNGX	Oreola DoniniSVP and CSO	35,000	—	—	35,000	—
Dec 8, 2017 CForm 4 →	Dec 11, 4:16 pm EST	APPIAN CORPAPPN	Albert G.W. Biddle IIIDirector, 10% Owner	1,000,000	—	—	8,560,982	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:16 pm EST	SOLIGENIX, INC.SNGX	Karen R KrumeichSVP and CFO	35,000	—	—	35,000	—
Dec 8, 2017 CForm 4 →	Dec 11, 4:17 pm EST	APPIAN CORPAPPN	Novak Biddle Co V, LLC +210% Owner	1,000,000	—	—	8,560,982	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:17 pm EST	STANLEY BLACK & DECKER, INC.SWK	James M LoreePresident & CEO	75,000	—	—	150,000	—	amended
Dec 7, 2017 AForm 4 →	Dec 11, 4:18 pm EST	SOLIGENIX, INC.SNGX	Christopher J SchaberChairman, CEO and President, Director	80,000	—	—	80,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:18 pm EST	SOLIGENIX, INC.SNGX	Richard StraubeSVP and CMO	35,000	—	—	35,000	—
Dec 8, 2017 MForm 4 →	Dec 11, 4:19 pm EST	ARGAN INCAGX	James W QuinnDirector	10,000	—	—	40,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:20 pm EST	STANLEY BLACK & DECKER, INC.SWK	Donald AllanEVP & CFO	25,000	—	—	25,000	—	amended
Dec 7, 2017 MForm 4 →	Dec 11, 4:22 pm EST	IAC/INTERACTIVECORPIAC	Mark J SteinEVP & CSO	87,500	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 4:22 pm EST	REGENXBIO Inc.RGNX	Curran SimpsonSVP, Technical Operations	21,890	—	—	210,500	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:23 pm EST	STANLEY BLACK & DECKER, INC.SWK	Jeffrey D AnsellEVP & Group Executive-GT&S	25,000	—	—	25,000	—	amended
Dec 8, 2017 AForm 4 →	Dec 11, 4:25 pm EST	Tower International, Inc.TOWR	Thomas K BrownDirector	72	—	—	2,805	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:25 pm EST	STANLEY BLACK & DECKER, INC.SWK	Janet LinkSVP, General Counsel & Sec'y	15,000	—	—	30,000	—	amended
Dec 7, 2017 AForm 4 →	Dec 11, 4:28 pm EST	LEMAITRE VASCULAR INCLMAT	George W LeMaitreChairman and CEO, Director, 10% Owner	17	—	—	115	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:28 pm EST	STANLEY BLACK & DECKER, INC.SWK	Jaime A RamirezSVP&Pres. Global Emerg Mkts	15,000	—	—	30,000	—	amended
Dec 8, 2017 AForm 4 →	Dec 11, 4:28 pm EST	Tower International, Inc.TOWR	James N ChapmanDirector	62	—	—	3,593	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:31 pm EST	LEMAITRE VASCULAR INCLMAT	David B RobertsPresident and Director, Director	6	—	—	39	—
Nov 30, 2017 MForm 4/A →	Dec 11, 4:31 pm EST	Fifth Street Asset Management Inc.FSAM	Thomas L HarrisonDirector	20,000	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:31 pm EST	STANLEY BLACK & DECKER, INC.SWK	Joseph R VoelkerSVP, Chief HR Officer	15,000	—	—	30,000	—	amended
Dec 8, 2017 AForm 4 →	Dec 11, 4:31 pm EST	Tower International, Inc.TOWR	Alison Davis-BlakeDirector	55	—	—	3,593	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:32 pm EST	LEMAITRE VASCULAR INCLMAT	Joseph P Pellegrino Jr.Chief Financial Officer, Director	6	—	—	39	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:34 pm EST	STANLEY BLACK & DECKER, INC.SWK	John H WyattPresident-SEF	15,000	—	—	30,000	—	amended
Dec 7, 2017 MForm 4 →	Dec 11, 4:34 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Robert J. BaileyCorporate VP, Controller	2,000	—	—	3,500	—
Dec 8, 2017 MForm 4 →	Dec 11, 4:34 pm EST	ZIOPHARM ONCOLOGY INCZIOP	Michael WeiserDirector	20,000	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:34 pm EST	Tower International, Inc.TOWR	Frank E. English Jr.Director	62	—	—	3,593	—
Dec 8, 2017 MForm 4 →	Dec 11, 4:35 pm EST	AUTOZONE INCAZO	William T GilesExecutive V.P. & CFO	24,200	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 4:35 pm EST	AUTOZONE INCAZO	Mark A. FinestoneExec. Vice President	13,500	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:35 pm EST	LEMAITRE VASCULAR INCLMAT	Trent G KamkeSenior V. P., Operations	2	—	—	14	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:36 pm EST	STANLEY BLACK & DECKER, INC.SWK	Jocelyn BelisleVP, Chief Accounting Officer	7,500	—	—	15,000	—	amended
Dec 8, 2017 AForm 4 →	Dec 11, 4:39 pm EST	Tower International, Inc.TOWR	Dev KapadiaDirector	62	—	—	3,593	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:40 pm EST	RADIAN GROUP INCRDN	Herbert WenderDirector	6	—	—	972	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:41 pm EST	RADIAN GROUP INCRDN	David Charles CarneyDirector	7	—	—	1,066	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:41 pm EST	Tower International, Inc.TOWR	Mark MalcolmDirector	14	—	—	3,593	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:42 pm EST	RADIAN GROUP INCRDN	Howard Bernard CulangDirector	7	—	—	1,031	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:43 pm EST	RADIAN GROUP INCRDN	Steve HopkinsDirector	7	—	—	1,031	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:44 pm EST	Tower International, Inc.TOWR	William CookSVP, Global Human Resources	17	—	—	2,023	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:46 pm EST	Tower International, Inc.TOWR	Nanette DudekVP Legal Affairs & Compliance	6	—	—	1,034	—
Dec 8, 2017 MForm 4 →	Dec 11, 4:47 pm EST	AVIS BUDGET GROUP, INC.CAR	W Scott DeaverEVP & CMO	47,500	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:49 pm EST	Tower International, Inc.TOWR	James C GouinChief Executive Officer	110	—	—	21,558	—
Dec 7, 2017 AForm 4 →	Dec 11, 4:51 pm EST	LANDS' END, INC.LE	Gill Brown HongEVP, CMO & Head of Intl.	6,578	—	—	6,578	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:52 pm EST	Tower International, Inc.TOWR	Jeffrey L KerstenEVP & CFO	29	—	—	4,850	—
Dec 11, 2017 AForm 4 →	Dec 11, 4:53 pm EST	BARNES GROUP INCB	Peter A GutermannSenior Vice President	6,116	—	—	6,116	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:55 pm EST	Tower International, Inc.TOWR	Paer MalmhagenPresident	46	—	—	8,731	—
Dec 11, 2017 MForm 4 →	Dec 11, 4:56 pm EST	PEAPACK GLADSTONE FINANCIAL CORPPGC	James R LambDirector	310	—	—	1,000	—
Dec 8, 2017 AForm 4 →	Dec 11, 4:57 pm EST	Tower International, Inc.TOWR	Michael RajkovicEVP & COO	64	—	—	7,706	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:00 pm EST	AUTOLIV INCALV	Franz-Josef KortuemDirector	5	—	—	1,174	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:00 pm EST	AUTOLIV INCALV	Leif JohanssonDirector	5	—	—	1,174	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:02 pm EST	AUTOLIV INCALV	Mikael BrattPresident, Passive Safety	8	—	—	1,781	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:02 pm EST	AUTOLIV INCALV	Jan CarlsonPresident and CEO, Director	22	—	—	4,754	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:02 pm EST	AUTOLIV INCALV	James M RinglerDirector	5	—	—	1,174	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:03 pm EST	AUTOLIV INCALV	Kazuhiko SakamotoDirector	5	—	—	1,174	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:03 pm EST	AUTOLIV INCALV	Robert W AlspaughDirector	5	—	—	1,174	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:04 pm EST	AUTOLIV INCALV	Lars SjobringSee Remarks	8	—	—	1,781	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:04 pm EST	AUTOLIV INCALV	Wolfgang ZiebartDirector	5	—	—	1,174	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:05 pm EST	AUTOLIV INCALV	Mats BackmanSee Remarks	8	—	—	1,781	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:05 pm EST	AUTOLIV INCALV	Amelie WendelsTreasurer	1	—	—	205	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:05 pm EST	IMMUNOMEDICS INCIMMU	Michael F. PehlPresident and CEO	2,250,000	—	—	1,500,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:05 pm EST	AUTOLIV INCALV	Thomas JonssonSee Remarks	6	—	—	1,276	—
Dec 7, 2017 CMForm 4 →	Dec 11, 5:05 pm EST	MINDBODY, Inc.MB	Kimberly Gail LytikainenChief Legal Officer &Secretary	86,868	—	—	19,780	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:06 pm EST	Hostess Brands, Inc.TWNK	Andrew Wilson JacobsSee Remarks	20,000	—	—	20,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:07 pm EST	AUTOLIV INCALV	Steven R FredinSee Remarks	8	—	—	1,781	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:08 pm EST	AUTOLIV INCALV	David E KeplerDirector	5	—	—	1,174	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:09 pm EST	AUTOLIV INCALV	Xiaozhi LiuDirector	5	—	—	1,174	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:13 pm EST	AUTOLIV INCALV	Johan LofvenholmPresident, Electronics	9	—	—	1,907	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:13 pm EST	MYERS INDUSTRIES INCMYE	R David BanyardPresident and CEO	49,311	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:13 pm EST	AUTOLIV INCALV	Christian HankeSee Remarks	2	—	—	380	—
Dec 11, 2017 AForm 4 →	Dec 11, 5:14 pm EST	ACURA PHARMACEUTICALS, INCACUR	Albert W BrzeczkoVP Technical Affairs - APT	28,000	—	—	28,000	—
Dec 7, 2017 AMForm 4 →	Dec 11, 5:14 pm EST	HP INCHPQ	Marie MyersGlobal Controller, HFS & PAO	61,254	—	—	45,303	—
Dec 7, 2017 AMForm 4 →	Dec 11, 5:15 pm EST	HP INCHPQ	Jon E FlaxmanChief Operating Officer	230,453	—	—	116,054	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:15 pm EST	AUTOLIV INCALV	Svante MogeforsSee Remarks	6	—	—	1,276	—
Dec 7, 2017 AMForm 4 →	Dec 11, 5:15 pm EST	HP INCHPQ	Enrique LoresPresident, PSS	261,440	—	—	134,166	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:17 pm EST	AUTOLIV INCALV	Erin PatrickVice President, Compliance	2	—	—	380	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:17 pm EST	AUTOLIV INCALV	Karin EliassonSee Remarks	6	—	—	1,276	—
Dec 11, 2017 AForm 4 →	Dec 11, 5:18 pm EST	ACURA PHARMACEUTICALS, INCACUR	Robert B JonesPresident and CEO, Director	41,000	—	—	41,000	—
Dec 8, 2017 MForm 4 →	Dec 11, 5:18 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Karl William WernerCh. Op. & Supp. Dev. Officer	5,400	—	—	0	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:19 pm EST	Johnson Controls International plcJCI	William C JacksonVP & Pres Global Products BT&S	97,836	—	—	97,836	—
Dec 7, 2017 AMForm 4 →	Dec 11, 5:20 pm EST	HP INCHPQ	Catherine A LesjakCFO	290,438	—	—	144,900	—
Dec 11, 2017 AForm 4 →	Dec 11, 5:21 pm EST	ACURA PHARMACEUTICALS, INCACUR	Robert A SeiserVP, Controller & Treasurer	14,000	—	—	14,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:21 pm EST	Trilogy Metals Inc.TMQ	Rick Van NieuwenhuysePresident & CEO, Director	1,000,000	—	—	800,001	—
Dec 7, 2017 AMForm 4 →	Dec 11, 5:21 pm EST	HP INCHPQ	Kim M RiveraChief Legal Officer, GC & Sec	174,891	—	—	88,550	—
Dec 7, 2017 AMForm 4 →	Dec 11, 5:21 pm EST	HP INCHPQ	Tracy S KeoghChief HR Officer	175,478	—	—	88,147	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:23 pm EST	PEGASYSTEMS INCPEGA	Efstathios A KouninisVP of Finance & CAO	402	—	—	4,243	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:23 pm EST	Johnson Controls International plcJCI	George OliverChairman & CEO	336,879	—	—	336,879	—
Dec 11, 2017 AForm 4 →	Dec 11, 5:24 pm EST	ACURA PHARMACEUTICALS, INCACUR	James F EmighVP Corporate Development	14,000	—	—	14,000	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:27 pm EST	PEGASYSTEMS INCPEGA	Douglas I KraSVP, Global Customer Success	1,056	—	—	7,180	—
Dec 11, 2017 AForm 4 →	Dec 11, 5:27 pm EST	ACURA PHARMACEUTICALS, INCACUR	Peter A ClemensSenior VP and CFO	28,000	—	—	28,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:27 pm EST	Johnson Controls International plcJCI	John DonofrioExec VP & General Counsel	70,921	—	—	70,921	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:27 pm EST	Rimini Street, Inc.RMNI	David W. RoweSVP and CMO	1,924	—	—	0	—
Dec 11, 2017 CForm 4 →	Dec 11, 5:27 pm EST	Quanterix CorpQTRX	BAIN CAPITAL VENTURE INVESTORS, LLC +810% Owner	6,865,384	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:28 pm EST	INSTRUCTURE INCINST	Steven A CollinsDirector	5,000	—	—	48,023	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:29 pm EST	Johnson Controls International plcJCI	Trent M NevillVP & President, Asia Pacific	63,755	—	—	55,851	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:30 pm EST	HOME DEPOT INCHD	Teresa Wynn RoseboroughEVP, Gen. Counsel & Corp. Sec.	9,771	—	—	91,134	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:30 pm EST	Sucampo Pharmaceuticals, Inc.SCMP	Peter A KienerChief Science Officer	50,000	—	—	242,567	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:31 pm EST	Biohaven Pharmaceutical Holding Co Ltd.BHVN	Eric AguiarDirector	30,436	—	—	30,436	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:32 pm EST	PEGASYSTEMS INCPEGA	Michael R PyleSenior VP, Engineering	842	—	—	4,820	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:32 pm EST	Johnson Controls International plcJCI	Rodney M RushingPres. Bldg Solutions, North Am	59,392	—	—	14,409	—
Dec 7, 2017 CForm 4 →	Dec 11, 5:32 pm EST	Pure Storage, Inc.PSTG	Stefan A Dyckerhoff10% Owner	25,407	—	—	268,328	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:32 pm EST	Biohaven Pharmaceutical Holding Co Ltd.BHVN	Vlad CoricChief Executive Officer, Director	200,000	—	—	200,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:33 pm EST	Biohaven Pharmaceutical Holding Co Ltd.BHVN	Robert BermanChief Medical Officer	20,000	—	—	20,000	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:34 pm EST	PEGASYSTEMS INCPEGA	Leon TreflerSVP, Global Customer Success	1,107	—	—	7,832	—
Dec 8, 2017 MForm 4 →	Dec 11, 5:34 pm EST	HOME DEPOT INCHD	Matt CareyEVP & CIO	41,396	—	—	256,817	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:34 pm EST	Biohaven Pharmaceutical Holding Co Ltd.BHVN	Charles ConwayChief Scientific Officer	32,612	—	—	32,612	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:35 pm EST	Biohaven Pharmaceutical Holding Co Ltd.BHVN	James EngelhartChief Financial Officer	78,264	—	—	78,264	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:36 pm EST	Johnson Controls International plcJCI	Joseph A WalickiVice President & President, PS	93,333	—	—	93,333	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:36 pm EST	Biohaven Pharmaceutical Holding Co Ltd.BHVN	Kimberly GentileVP of Operations	42,612	—	—	42,612	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:37 pm EST	Biohaven Pharmaceutical Holding Co Ltd.BHVN	John TiltonChief Commercial Officer	21,740	—	—	21,740	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:42 pm EST	Rimini Street, Inc.RMNI	Kevin MaddockSVP, Global Sales	100	—	—	359,019	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:42 pm EST	Johnson Controls International plcJCI	Lynn C MinellaVice President, CHRO	46,099	—	—	46,099	—
Dec 7, 2017 MForm 4 →	Dec 11, 5:44 pm EST	Freshpet, Inc.FRPT	Richard A KassarChief Financial Officer	10,000	—	—	60,584	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:47 pm EST	Johnson Controls International plcJCI	Robert M VanHimbergenVP Corporate Controller	12,765	—	—	12,765	—
Dec 11, 2017 MForm 4 →	Dec 11, 5:53 pm EST	AMETEK INC/AME	David A ZapicoCHIEF EXECUTIVE OFFICER, Director	25,965	—	—	0	—
Dec 7, 2017 JForm 4 →	Dec 11, 5:53 pm EST	Apollo Global Management LLCAPO	AP Professional Holdings, L.P.10% Owner	1,500,000	—	—	207,739,821	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:53 pm EST	Johnson Controls International plcJCI	Jeffrey M WilliamsVP & Pres Bldg Sol EMEA LatAm	70,921	—	—	70,921	—
Dec 7, 2017 JForm 4 →	Dec 11, 5:54 pm EST	Apollo Global Management LLCAPO	BRH Holdings GP, Ltd.10% Owner	1,500,000	—	—	207,739,821	—
Dec 7, 2017 AForm 4 →	Dec 11, 5:56 pm EST	Johnson Controls International plcJCI	Brian J StiefExecutive VP and CFO	95,141	—	—	95,141	—
Nov 3, 2017 GForm 4 →	Dec 11, 5:58 pm EST	BERKSHIRE HATHAWAY INCBRK.A	Charles T MungerVice Chairman, Director	18	—	—	4,845	—	late
Dec 7, 2017 MForm 4 →	Dec 11, 6:02 pm EST	Emerald Expositions Events, Inc.EEX	David LoechnerCEO and President, Director	74,777	—	—	273,263	—
Dec 7, 2017 CForm 4 →	Dec 11, 6:02 pm EST	GoDaddy Inc.GDDY	Rick KimballDirector	4,688,627	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 11, 6:11 pm EST	SCANSOURCE, INC.SCSC	Gerald LyonsEVP & CFO	7,077	—	—	7,077	—
Dec 8, 2017 AForm 4 →	Dec 11, 6:12 pm EST	SCANSOURCE, INC.SCSC	Michael L BaurCEO, Director	53,079	—	—	53,079	—
Dec 11, 2017 MForm 4 →	Dec 11, 6:16 pm EST	UR-ENERGY INCURG	W. William BobergDirector	14,118	—	—	32,000	—
Dec 11, 2017 MForm 4 →	Dec 11, 6:16 pm EST	UR-ENERGY INCURG	James M. FranklinDirector	14,118	—	—	32,000	—
Dec 11, 2017 MForm 4 →	Dec 11, 6:17 pm EST	UR-ENERGY INCURG	Gary C HuberDirector	14,118	—	—	32,000	—
Dec 11, 2017 MForm 4 →	Dec 11, 6:17 pm EST	UR-ENERGY INCURG	Thomas H ParkerDirector	14,118	—	—	32,000	—
Dec 11, 2017 MForm 4 →	Dec 11, 6:17 pm EST	UR-ENERGY INCURG	James A BonnerVice President, Geology	14,278	—	—	40,510	—
Dec 7, 2017 CForm 4 →	Dec 11, 6:18 pm EST	Workday, Inc.WDAY	David A DuffieldDirector, 10% Owner	2,017,001	—	—	59,246,788	—
Dec 7, 2017 MForm 4 →	Dec 11, 6:20 pm EST	PROOFPOINT INCPFPT	David KnightEVP/GM, Threat Sys Product Grp	2,403	—	—	12,028	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:20 pm EST	Hewlett Packard Enterprise CoHPE	Henry GomezEVP, CM & CO	128,404	—	—	63,420	—
Dec 7, 2017 AForm 4 →	Dec 11, 6:21 pm EST	KELLY SERVICES INCKELYA	Robert S CubbinDirector	21	—	—	3,438	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:21 pm EST	Hewlett Packard Enterprise CoHPE	Kirt P KarrosSVP, Finance & Treasurer	61,363	—	—	20,753	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:22 pm EST	Hewlett Packard Enterprise CoHPE	Alan Richard MayEVP, HR	134,312	—	—	57,654	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:22 pm EST	Hewlett Packard Enterprise CoHPE	Antonio F NeriPresident	368,345	—	—	103,777	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:22 pm EST	Hewlett Packard Enterprise CoHPE	Jeff T RicciSVP, Controller & PAO	70,153	—	—	20,753	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:22 pm EST	Hewlett Packard Enterprise CoHPE	John F SchultzEVP, CLAA & SEC	172,356	—	—	63,420	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:23 pm EST	Hewlett Packard Enterprise CoHPE	Timothy C. StonesiferEVP & CFO	204,352	—	—	92,246	—
Dec 7, 2017 MForm 4 →	Dec 11, 6:23 pm EST	Hewlett Packard Enterprise CoHPE	Margaret C WhitmanCEO, Director	149,902	—	—	299,803	—
Dec 11, 2017 MForm 4 →	Dec 11, 6:25 pm EST	SALESFORCE COM INCCRM	Mark J HawkinsPresident and CFO	39,780	—	—	119,339	—
Dec 11, 2017 MForm 4 →	Dec 11, 6:30 pm EST	AutoWeb, Inc.AUTO	Kimberly BorenEVP, CHIEF FINANCIAL OFFICER	10,000	—	—	0	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:31 pm EST	HP INCHPQ	Ron CoughlinPresident, Personal Systems	283,889	—	—	143,558	—
Dec 7, 2017 MForm 4 →	Dec 11, 6:31 pm EST	Nutanix, Inc.NTNX	Michael ScarpelliDirector	150,000	—	—	125,000	—
Dec 7, 2017 AForm 4 →	Dec 11, 6:37 pm EST	KELLY SERVICES INCKELYA	Jane E DuttonDirector	21	—	—	3,526	—
Dec 7, 2017 MForm 4 →	Dec 11, 6:43 pm EST	DAVITA INC.DVA	James K HilgerChief Accounting Officer	28,000	—	—	0	—
Dec 7, 2017 AMForm 4 →	Dec 11, 6:43 pm EST	HP INCHPQ	Dion J WeislerPresident and CEO, Director	721,841	—	—	362,249	—
Dec 8, 2017 AForm 4 →	Dec 11, 6:43 pm EST	Lumentum Holdings Inc.LITE	Penny HerscherDirector	2,055	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 6:44 pm EST	DAVITA INC.DVA	Javier RodriguezChief Executive Officer, DKC	112,500	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 6:45 pm EST	Lumentum Holdings Inc.LITE	Harold L CovertDirector	2,055	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 11, 6:46 pm EST	Lumentum Holdings Inc.LITE	Martin A KaplanDirector	2,055	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 7:30 pm EST	At Home Group Inc.HOME	Peter SG CorsaChief Operating Officer	5,750	—	—	541,917	—
Dec 7, 2017 MForm 4 →	Dec 11, 7:31 pm EST	At Home Group Inc.HOME	Lewis L Bird IIIChairman, CEO and President, Director	26,588	—	—	2,140,062	—
Dec 7, 2017 MForm 4 →	Dec 11, 7:33 pm EST	At Home Group Inc.HOME	Alissa M AhlmanChief Merchandising Officer	7,050	—	—	241,522	—
Dec 8, 2017 MForm 4 →	Dec 11, 7:41 pm EST	TETRA TECH INCTTEK	Dan L BatrackCHAIRMAN AND CEO, Director	62,417	—	—	44,869	—
Dec 7, 2017 AMForm 4 →	Dec 11, 7:45 pm EST	Cheniere Energy Partners, L.P.CQP	Vincent Pagano Jr.Director	6,000	—	—	3,000	—
Dec 8, 2017 AMForm 4 →	Dec 11, 7:48 pm EST	FAIR ISAAC CORPFICO	Michael S LeonardCAO and Vice President	3,529	—	—	1,778	—
Dec 8, 2017 AMForm 4 →	Dec 11, 7:50 pm EST	FAIR ISAAC CORPFICO	Mark R ScadinaEVP, Gen. Counsel & Sec.	43,161	—	—	4,720	—
Dec 8, 2017 AMForm 4 →	Dec 11, 7:50 pm EST	FAIR ISAAC CORPFICO	Stuart WellsExecutive Vice President	49,378	—	—	5,488	—
Dec 8, 2017 AMForm 4 →	Dec 11, 7:51 pm EST	FAIR ISAAC CORPFICO	James M WehmannExecutive Vice President	49,917	—	—	5,488	—
Dec 8, 2017 AMForm 4 →	Dec 11, 7:51 pm EST	FAIR ISAAC CORPFICO	Richard DealExecutive Vice President	36,792	—	—	4,720	—
Dec 8, 2017 AMForm 4 →	Dec 11, 7:52 pm EST	FAIR ISAAC CORPFICO	Wayne Elliot HuyardExecutive Vice President	51,652	—	—	5,488	—
Dec 8, 2017 AMForm 4 →	Dec 11, 7:52 pm EST	FAIR ISAAC CORPFICO	William J LansingPresident and CEO, Director	138,560	—	—	20,147	—
Dec 8, 2017 AMForm 4 →	Dec 11, 7:53 pm EST	FAIR ISAAC CORPFICO	Michael J PungEVP & CFO	43,161	—	—	4,720	—
Dec 7, 2017 MForm 4 →	Dec 11, 8:13 pm EST	ZOGENIX, INC.ZGNX	Roger HawleyDirector	131,370	—	—	10,000	—
Dec 8, 2017 MForm 4 →	Dec 11, 8:28 pm EST	W. P. Carey Inc.WPC	Jason E. FoxPresident	4,207	—	—	0	—
Dec 7, 2017 MForm 4 →	Dec 11, 8:56 pm EST	ELLIE MAE INCELLI	Jonathan CorrPresident & CEO, Director	2,212	—	—	8,249	—
Nov 27, 2017 AForm 4 →	Dec 11, 9:01 pm EST	INTERCEPT PHARMACEUTICALS INCICPT	Christian WeyerEVP Research and Development	25,000	—	—	25,000	—	late
Dec 7, 2017 CForm 4 →	Dec 11, 9:10 pm EST	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	56,046	—	—	1,964,052	—
Dec 8, 2017 CForm 4 →	Dec 11, 9:12 pm EST	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	55,450	—	—	1,908,602	—
Dec 11, 2017 MForm 4 →	Dec 11, 9:50 pm EST	UR-ENERGY INCURG	John CashSee Remarks	16,418	—	—	45,276	—
Dec 11, 2017 MForm 4 →	Dec 11, 9:51 pm EST	UR-ENERGY INCURG	Penne A GoplerudGen. Counsel & Corp. Secretary	19,658	—	—	54,210	—
Dec 11, 2017 MForm 4 →	Dec 11, 9:51 pm EST	UR-ENERGY INCURG	Steven M. HattenVice President Operations	17,228	—	—	47,510	—
Dec 11, 2017 MForm 4 →	Dec 11, 9:52 pm EST	UR-ENERGY INCURG	Jeffrey T. KlendaSee Remarks, Director	24,836	—	—	84,530	—
Dec 11, 2017 MForm 4 →	Dec 11, 9:52 pm EST	UR-ENERGY INCURG	Roger L. SmithSee Remarks	21,866	—	—	60,296	—
Dec 11, 2017 MForm 4 →	Dec 11, 9:53 pm EST	UR-ENERGY INCURG	Paul MacdonellDirector	14,118	—	—	32,000	—
Dec 8, 2017 MForm 4 →	Dec 12, 9:42 am EST	VICOR CORPVICR	Liam GriffinDirector	1,579	—	—	26,626	—
Dec 8, 2017 MForm 4 →	Dec 12, 10:26 am EST	SECURITY FEDERAL CORPSFDL	Margaret A HurtController	1,000	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:54 am EST	COPART INCCPRT	Matt BluntDirector	40,000	—	—	40,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:54 am EST	COPART INCCPRT	Steven D CohanDirector	40,000	—	—	40,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:55 am EST	COPART INCCPRT	Daniel J EnglanderDirector	40,000	—	—	40,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:55 am EST	COPART INCCPRT	Willis J JohnsonChairman of the Board, Director	40,000	—	—	40,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:55 am EST	COPART INCCPRT	James E MeeksDirector	40,000	—	—	40,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:56 am EST	COPART INCCPRT	Thomas N TryforosDirector	40,000	—	—	40,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:56 am EST	ROCKWELL AUTOMATION INCROK	Sujeet ChandSr VP & Chief Tech. Officer	10,400	—	—	10,400	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:56 am EST	ROCKWELL AUTOMATION INCROK	Patrick P. GorisSr. VP and CFO	16,500	—	—	16,500	—
Dec 8, 2017 AForm 4 →	Dec 12, 10:59 am EST	CONNECTICUT WATER SERVICE INC / CTCTWS	Peter J BancroftDir.,Rates & Forecasting	512	—	—	512	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:00 am EST	ROCKWELL AUTOMATION INCROK	Theodore D CrandallSenior Vice President	16,500	—	—	16,500	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:00 am EST	ROCKWELL AUTOMATION INCROK	David M DorganVP and Controller	2,300	—	—	2,300	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:04 am EST	CONNECTICUT WATER SERVICE INC / CTCTWS	Robert J DoffekController	512	—	—	512	—
Dec 4, 2017 MForm 4 →	Dec 12, 11:06 am EST	TESCO CORPTESO	Michael NiedermaierVice President	2,667	—	—	2,667	—	late
Dec 8, 2017 AForm 4 →	Dec 12, 11:07 am EST	ROCKWELL AUTOMATION INCROK	Susan SchmittSr. VP, HR	8,300	—	—	8,300	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:07 am EST	ROCKWELL AUTOMATION INCROK	Robert B MurphySr. VP Operations & Eng. Svcs.	5,000	—	—	5,000	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:07 am EST	ROCKWELL AUTOMATION INCROK	Elik I FooksSenior Vice President	5,800	—	—	5,800	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:07 am EST	ROCKWELL AUTOMATION INCROK	Blake D. MoretPresident and CEO, Director	57,100	—	—	57,100	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:07 am EST	ROCKWELL AUTOMATION INCROK	Rebecca W HouseSr.VP, Gen Counsel & Secretary	10,200	—	—	10,200	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:07 am EST	CONNECTICUT WATER SERVICE INC / CTCTWS	Richard KnowltonDiv. Pres. Maine Water	1,023	—	—	1,023	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:07 am EST	ROCKWELL AUTOMATION INCROK	Steven W. EtzelVP and Treasurer	2,500	—	—	2,500	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:08 am EST	CONNECTICUT WATER SERVICE INC / CTCTWS	Craig J PatlaVP, Service Delivery	1,023	—	—	1,023	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:09 am EST	CONNECTICUT WATER SERVICE INC / CTCTWS	Maureen P WestbrookVP, Customer & Reg Affairs	1,023	—	—	1,023	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:10 am EST	CONNECTICUT WATER SERVICE INC / CTCTWS	A Kristen JohnsonV.P. Human Resources	1,023	—	—	1,023	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:14 am EST	ROCKWELL AUTOMATION INCROK	Frank C KulaszewiczSVP	16,500	—	—	16,500	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:14 am EST	ROCKWELL AUTOMATION INCROK	John P McDermottSr. Vice President	10,200	—	—	10,200	—
Dec 8, 2017 AForm 4 →	Dec 12, 11:14 am EST	ROCKWELL AUTOMATION INCROK	John M MillerVP and Chief IP Counsel	2,100	—	—	2,100	—
Dec 12, 2017 MForm 4 →	Dec 12, 11:23 am EST	WILEY JOHN & SONS, INC.JWA/JWB	Vincent MarzanoVP, Treasurer	4,100	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 12, 11:23 am EST	LENNOX INTERNATIONAL INCLII	David W MoonEVP, President & COO of WWR	12,252	—	—	0	—
Dec 8, 2017 MForm 4 →	Dec 12, 11:27 am EST	PNC FINANCIAL SERVICES GROUP, INC.PNC	E William Parsley IIIExecutive Vice President	46,307	—	—	3,693	—
Dec 8, 2017 DForm 4 →	Dec 12, 11:48 am EST	MARRIOTT INTERNATIONAL INC /MD/MAR	Deborah Marriott HarrisonDirector	98,820	—	—	0	—
Dec 11, 2017 DForm 4 →	Dec 12, 11:55 am EST	MARRIOTT INTERNATIONAL INC /MD/MAR	Stephanie LinnartzEVP, Chf. Mktg. & Com. Officer	17,763	—	—	0	—
Dec 11, 2017 MForm 4 →	Dec 12, 12:34 pm EST	FIDELITY D & D BANCORP INCFDBC	Salvatore R Defrancesco Jr.Other	3,000	—	—	0	—
Dec 10, 2017 MForm 4 →	Dec 12, 1:41 pm EST	TFS Financial CORPTFSL	William C MulliganDirector	2,300	—	—	0	—
Dec 1, 2017 AForm 4 →	Dec 12, 2:23 pm EST	Saker Aviation Services, Inc.SKAS	ACM Value Opportunities Fund I, LP +3Other	100,000	—	—	100,000	—	late
Dec 8, 2017 MForm 4 →	Dec 12, 2:34 pm EST	Integer Holdings CorpITGR	Bill R SanfordDirector	20,605	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 12, 2:35 pm EST	ROCKWELL AUTOMATION INCROK	Christopher NardecchiaSVP, Chief Information Officer	6,400	—	—	6,400	—
Dec 8, 2017 MForm 4 →	Dec 12, 2:35 pm EST	CytomX Therapeutics, Inc.CTMX	William Michael KavanaughCSO, Head Res.&Non-Clin. Dev.	5,130	—	—	240,912	—
Dec 1, 2017 CForm 4 →	Dec 12, 2:36 pm EST	OPIANT PHARMACEUTICALS, INC.OPNT	Geoffrey Wolf10% Owner	140,000	—	—	0	—	late
Dec 8, 2017 AForm 4 →	Dec 12, 3:01 pm EST	LYDALL INC /DE/LDL	Dale G BarnhartPresident & CEO, Director	41,880	—	—	41,880	—
Dec 8, 2017 AForm 4 →	Dec 12, 3:03 pm EST	LYDALL INC /DE/LDL	Chad A. McDanielS.VP, General Counsel & CAO, 10% Owner	9,075	—	—	9,075	—
Dec 11, 2017 MForm 4 →	Dec 12, 3:11 pm EST	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	12,481	—
Dec 8, 2017 MForm 4 →	Dec 12, 3:13 pm EST	CYBEROPTICS CORPCYBE	Subodh K KulkarniPresident & CEO, Director	20,000	—	—	20,000	—
Dec 12, 2017 MForm 4 →	Dec 12, 3:13 pm EST	PEAPACK GLADSTONE FINANCIAL CORPPGC	James R LambDirector	250	—	—	750	—
Dec 8, 2017 MForm 4 →	Dec 12, 3:13 pm EST	GTT Communications, Inc.GTT	Chris McKeeGeneral Counsel and EVP	918	—	—	0	—
Dec 8, 2017 AForm 4 →	Dec 12, 3:29 pm EST	LYDALL INC /DE/LDL	Scott M DeakinExec VP & CFO	13,265	—	—	13,265	—
Dec 8, 2017 MForm 4 →	Dec 12, 3:30 pm EST	CYBEROPTICS CORPCYBE	Jeffrey A. BertelsenCFO & COO	9,200	—	—	9,200	—
Dec 8, 2017 AForm 4 →	Dec 12, 3:31 pm EST	LYDALL INC /DE/LDL	Paul A MaroldPresident, Lydall PM	8,380	—	—	8,380	—
Dec 8, 2017 AForm 4 →	Dec 12, 3:32 pm EST	LYDALL INC /DE/LDL	Joseph A. AbbruzziPresident, Lydall TNW	8,380	—	—	8,380	—
Dec 8, 2017 AForm 4 →	Dec 12, 3:37 pm EST	TE Connectivity Ltd.TEL	Pierre R BrondeauDirector	54	—	—	12,930	—
Dec 8, 2017 AForm 4 →	Dec 12, 3:37 pm EST	TE Connectivity Ltd.TEL	Daniel J PhelanDirector	54	—	—	12,930	—
Dec 8, 2017 AForm 4 →	Dec 12, 3:37 pm EST	TE Connectivity Ltd.TEL	Paula A SneedDirector	66	—	—	15,871	—
Dec 8, 2017 AForm 4 →	Dec 12, 3:37 pm EST	TE Connectivity Ltd.TEL	John C VanScoterDirector	29	—	—	6,925	—
Apr 23, 2013 APForm 4 →	Dec 12, 2017, 3:41 pm EST	AIR INDUSTRIES GROUPAIRI	David BuonannoDirector	13,266	—	—	1,016	—	late
Apr 23, 2013 AJPForm 4 →	Dec 12, 2017, 3:43 pm EST	AIR INDUSTRIES GROUPAIRI	Robert TaglichDirector	58,871	—	—	8,889	—	late
Jan 1, 2014 AJPForm 4 →	Dec 12, 2017, 3:44 pm EST	AIR INDUSTRIES GROUPAIRI	Robert TaglichDirector	223,984	—	—	615	—	late
Apr 23, 2013 AJPForm 4 →	Dec 12, 2017, 3:45 pm EST	AIR INDUSTRIES GROUPAIRI	Michael N TaglichDirector, 10% Owner	298,570	—	—	48,000	—	late
Mar 15, 2017 JPForm 4 →	Dec 12, 3:46 pm EST	AIR INDUSTRIES GROUPAIRI	Michael N TaglichDirector, 10% Owner	132,133	—	—	615	—	late
Dec 8, 2017 MForm 4 →	Dec 12, 3:47 pm EST	TYLER TECHNOLOGIES INCTYL	H Lynn Moore Jr.President, Director	6,000	—	—	12,000	—
Dec 11, 2017 CForm 4 →	Dec 12, 3:49 pm EST	Orbital Tracking Corp.TRKK	David PhippsChief Executive Officer, Director, 10% Owner	400,558	—	—	5,732,979	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.