SEC Form 4 · accession 0001614094-17-000131

NetApp, Inc. · NTAP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec VP, Product Operations

Period of report

Nov 30, 2017

Accepted (ET)

Dec 11, 2017 · 4:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001002047

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 30, 2017	J	441	$21.3095	A	441	D
Common Stock	Dec 7, 2017	M	7,500	$37.64	A	7,941	D
Common Stock	Dec 7, 2017	M	7,500	$36.59	A	15,441	D
Common Stock^F2	Dec 7, 2017	S	15,000	$56.994	D	441	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F3	$36.59	Dec 7, 2017	M	7,500	D	Jul 3, 2014	Jun 2, 2021	Common Stock	7,500	7,200	D
Non-Qualified Stock Option (right to buy)^F4	$37.64	Dec 7, 2017	M	7,500	D	Jul 3, 2013	Jun 2, 2020	Common Stock	7,500	6,900	D

F1Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.
F2The price in Column 4 is a weighted average price. The prices actually received ranged from $56.97 to $57.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
F4On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.