SEC Form 4 · accession 0001179706-17-000256

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Finance & Treasurer

Period of report

Dec 7, 2017

Accepted (ET)

Dec 11, 2017 · 6:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 7, 2017	M	10,378	$14.22	A	10,378	D
Common Stock	Dec 7, 2017	F	5,416	$14.22	D	4,962	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1	—	Dec 7, 2017	A	50,985	A	—	—	Common Stock	50,985	50,985	D
Restricted Stock Umits^F3,F1	—	Dec 7, 2017	M	10,378	D	—	—	Common Stock	10,378	20,753	D

F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2On 12/07/17 the reporting person was granted 50,985 Restricted Stock Units ("RSUs), 16,995 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F3As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 151 vested dividend equivalent rights and a de minimus adjustment of 0.0466 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.