SEC Form 4 · accession 0001127602-17-034440
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry L Johnston
Officer — EVP, President/COO Commercial
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 11:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Dec 8, 2017 | M | 3,883 | $46.78 | A | 25,667 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 8, 2017 | F | 2,140 | $206.66 | D | 23,527 | D | |
| Common Stock, Par Value $0.01 Per Share | Dec 8, 2017 | A | 1,319 | $0.00 | A | 24,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF1 | $46.78 | Dec 8, 2017 | M | 3,883 | D | Dec 9, 2011 | Dec 9, 2017 | Common Stock, Par Value $0.01 Per Share | 3,883 | 0 | D |
| Non-qualified Stock Appreciation RightF2 | $205.53 | Dec 8, 2017 | A | 5,321 | A | Dec 8, 2018 | Dec 8, 2024 | Common Stock, Par Value $0.01 Per Share | 5,321 | 5,321 | D |
Explanation of responses
- F1One third of the Stock Appreciation Rights became exercisable on 12/9/2011 and each year thereafter. The entire grant became fully exercisable on 12/9/2013.
- F2One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 6, 2017.