SEC Form 4 · accession 0001179706-17-000261

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & CFO

Period of report

Dec 7, 2017

Accepted (ET)

Dec 11, 2017 · 6:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 7, 2017	M	46,124	$14.22	A	186,597	D
Common Stock	Dec 7, 2017	F	24,068	$14.22	D	162,529	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1	—	Dec 7, 2017	A	158,228	A	—	—	Common Stock	158,228	158,228	D
Restricted Stock Units^F3,F1	—	Dec 7, 2017	M	46,124	D	—	—	Common Stock	46,124	92,246	D

F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2On 12/07/17 the reporting person was granted 158,228 Restricted Stock Units ("RSUs), 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F3As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 666 vested dividend equivalent rights and a de minimus adjustment of 0.5576 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.