SEC Form 4 · accession 0001628280-17-012292
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Conway
Officer — Chief Financial Officer
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | M | 21,740 | $2.31 | A | 21,740 | D | |
| Common Stock | Dec 7, 2017 | D | 21,740 | $7.34 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.31 | Dec 7, 2017 | M | 21,740 | D | — | Jan 31, 2018 | Common Stock | 21,740 | 0 | D |
Explanation of responses
- F1Grantee exercised a January 31, 2008 grant of 21,740 stock options that had vested over four years as follows: 25% on the one-year anniversary of the grant date and 6.25% at the end of each three-month period thereafter. The fully vested option grant was to expire on January 31, 2018.