SEC Form 4 · accession 0000831641-17-000146
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 8, 2017 | M | 43,317 | $28.58 | A | 318,994 | D | |
| COMMON STOCKF1 | Dec 8, 2017 | S | 43,317 | $48.6543 | D | 275,677 | D | |
| COMMON STOCK | Dec 11, 2017 | M | 19,100 | $28.58 | A | 294,777 | D | |
| COMMON STOCKF2 | Dec 11, 2017 | S | 19,100 | $48.0604 | D | 275,677 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F3 | $28.58 | Dec 8, 2017 | M | 43,317 | D | Nov 22, 2017 | Nov 22, 2021 | COMMON STOCK | 43,317 | 63,969 | D |
| STOCK OPTION (RIGHT TO BUY)F3 | $28.58 | Dec 11, 2017 | M | 19,100 | D | Nov 22, 2017 | Nov 22, 2021 | COMMON STOCK | 19,100 | 44,869 | D |
Explanation of responses
- F1$48.6543 is an average price. Shares were sold at prices ranging from $48.60 to $48.70 per share.
- F2$48.0164 is an average price. Shares were sold at prices ranging from $48.00 to $48.225 per share.
- F3The option was fully exercisable on November 22, 2017.