SEC Form 4 · accession 0001127602-17-034365
STANLEY BLACK & DECKER, INC. · SWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jaime A Ramirez
Officer — SVP&Pres. Global Emerg Mkts
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | A | 1,829 | $0.00 | A | 3,658 | D | |
| Common Stock | holding | — | — | — | 39,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $168.78 | Dec 7, 2017 | A | 15,000 | A | Dec 7, 2018 | Dec 7, 2027 | Common Stock | 15,000 | 30,000 | D |
Explanation of responses
- F1Shares to be delivered upon vesting of restricted stock units that vest in four equal annual installments beginning on December 7, 2018
- F2The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.