SEC Form 4 · accession 0000009984-17-000093
BARNES GROUP INC · B
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Gutermann
Officer — Senior Vice President
Period of report
Dec 11, 2017
Accepted (ET)
Dec 11, 2017 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2017 | A | 1,825 | $0.00 | A | 1,825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option-Right to BuyF3,F2 | $63.38 | Dec 11, 2017 | A | 6,116 | A | — | Dec 11, 2027 | Common Stock | 6,116 | 6,116 | D |
Explanation of responses
- F1Reporting Person has received 1825 Restricted Stock Units that are subject to forfeiture if certain events occur.
- F2The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the grant date.
- F31 for 1