SEC Form 4/A · accession 0001140361-17-045838
LEE ENTERPRISES, Inc · LEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael R Gulledge
Officer — VP Ad Sales Leadership & Pub.
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 8, 2017 | A | 7,000 | $0.00 | A | 78,718 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.57 | Sep 28, 2010 | A | 36,800 | A | Sep 28, 2011 | Sep 28, 2020 | Common Stock | 36,800 | 36,800 | D |
| Employee Stock Option (Right to Buy)F1 | $1.49 | Feb 7, 2017 | M | 28,415 | D | Sep 20, 2012 | Sep 20, 2022 | Common Stock | 133,415 | 0 | D |
Explanation of responses
- F1These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.
- F2The Reporting Persons Form 4 contained a scrivener's error in Table I, Section 4. This Amendment corrects the error by removing the reference of Securities Disposed "(D)" and replacing it with Securities Acquired "(A)".