SEC Form 4 · accession 0001214659-17-007259
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Leonard
Officer — CAO and Vice President
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | M | 1,751 | $0.00 | A | 7,229 | D | |
| Common StockF1 | Dec 8, 2017 | F | 659 | $157.31 | D | 6,570 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Dec 8, 2017 | M | 412 | D | Dec 8, 2015 | — | Common Stock | 412 | 412 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Dec 8, 2017 | M | 750 | D | Dec 8, 2016 | — | Common Stock | 750 | 1,500 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Dec 8, 2017 | M | 589 | D | Dec 8, 2017 | — | Common Stock | 589 | 1,766 | D |
| Restricted Stock UnitsF2,F3,F4 | — | Dec 8, 2017 | A | 1,778 | A | Dec 8, 2018 | — | Common Stock | 1,778 | 1,778 | D |
Explanation of responses
- F1Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
- F2Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment
- F3The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- F4No expiration date.