SEC Form 4 · accession 0001225208-17-018482
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Giles
Officer — Executive V.P. & CFO
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | M | 15,800 | $142.77 | A | 24,466 | D | |
| Common Stock | Dec 8, 2017 | M | 8,400 | $130.79 | A | 32,866 | D | |
| Common StockF1 | Dec 8, 2017 | S | 765 | $712.7443 | D | 32,101 | D | |
| Common StockF2 | Dec 8, 2017 | S | 6,579 | $711.1967 | D | 25,522 | D | |
| Common StockF3 | Dec 8, 2017 | S | 16,856 | $710.5408 | D | 8,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4,F5 | $130.79 | Dec 8, 2017 | M | 8,400 | D | — | Sep 23, 2018 | Common Stock | 8,400 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4,F6 | $142.77 | Dec 8, 2017 | M | 15,800 | D | — | Sep 30, 2019 | Common Stock | 15,800 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $712.04 - $712.86 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $711.00 - $711.95 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $710.000 - $710.8835 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F5Options exercisable in one-fourth increments on September 22, 2009, 2010, 2011 and 2012, respectively.
- F6Options exercisable in one-fourth increments on September 29, 2010, 2011, 2012 and 2013, respectively.