SEC Form 4 · accession 0001437749-17-020553
Saker Aviation Services, Inc. · SKAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Marc Chodock
Director
Period of report
Dec 1, 2017
Accepted (ET)
Dec 12, 2017 · 2:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001128281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,000,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.108 | Dec 1, 2017 | A | 100,000 | A | Dec 1, 2018 | Dec 1, 2022 | Common Stock | 100,000 | 100,000 | I |
Explanation of responses
- F1ACM Value Opportunities Fund I, LP, a Delaware limited partnership (the "Fund") is the direct owner. ACM Value Opportunities Fund I GP, LLC, a Delaware limited liability company is the general partner of the Fund. Arvice Capital Management, LLC, a Delaware limited liability company (the "Manager") is the manager of the Fund. Mr. Marc Chodock is the managing member of the Manager.
- F2This option was granted under the Issuer's Stock Option Plan of 2005 in a transaction exempt under Rule 16b-3.