SEC Form 4 · accession 0001618732-17-000186
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Scarpelli
Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 7, 2017 | M | 55,300 | $2.09 | A | 55,300 | D | |
| Class A Common StockF1 | Dec 7, 2017 | S | 55,300 | $35.1648 | D | 0 | D | |
| Class A Common Stock | Dec 11, 2017 | M | 94,700 | $2.09 | A | 94,700 | D | |
| Class A Common StockF2 | Dec 11, 2017 | S | 94,700 | $35.9823 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | $2.09 | Dec 7, 2017 | M | 55,300 | D | — | Mar 4, 2024 | Class B Common Stock | 55,300 | 219,700 | D |
| Stock Option (right to buy)F3,F4 | $2.09 | Dec 11, 2017 | M | 94,700 | D | — | Mar 4, 2024 | Class B Common Stock | 94,700 | 125,000 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.35. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.78 to $36.23. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on January 11, 2014.
- F4Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.