SEC Form 4 · accession 0001193805-17-003588

AIR INDUSTRIES GROUP · AIRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 3, 2017

Accepted (ET)

Dec 12, 2017 · 3:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001009891

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 3, 2017	C	18,650	$1.50	A	23,250	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (right to purchase)	$6.00	Apr 23, 2013	A	750	A	Apr 23, 2013	Apr 23, 2018	Common Stock	750	750	D
Stock Options (right to purchase)	$7.86	Sep 30, 2013	A	750	A	Sep 30, 2013	Sep 30, 2018	Common Stock	750	750	D
Stock Options (right to purchase)	$8.98	Dec 31, 2013	A	750	A	Dec 31, 2013	Dec 31, 2018	Common Stock	750	750	D
Stock Options (right to purchase)	$9.38	Mar 31, 2014	A	750	A	Mar 31, 2014	Mar 31, 2019	Common Stock	750	750	D
Stock Options (right to purchase)	$11.73	May 16, 2014	A	750	A	May 16, 2014	May 15, 2019	Common Stock	750	750	D
Stock Options (right to purchase)	$9.24	Aug 21, 2014	A	750	A	Aug 21, 2014	Aug 20, 2019	Common Stock	750	750	D
Stock Options (right to purchase)	$10.26	Nov 24, 2014	A	1,750	A	Nov 24, 2014	Nov 23, 2019	Common Stock	1,750	1,750	D
Stock Options (right to purchase)^F2	$10.05	Apr 6, 2015	A	3,000	A	—	Apr 5, 2020	Common Stock	3,000	3,000	D
Stock Options (right to purchase)^F3	$4.64	Jun 2, 2016	A	3,000	A	—	Jun 1, 2021	Common Stock	3,000	3,000	D
Warrants	$5.00	Aug 19, 2016	P	1,016	A	Aug 19, 2016	Jul 31, 2021	Common Stock	1,016	1,016	D