SEC Form 4 · accession 0001515690-17-000035
FIDELITY D & D BANCORP INC · FDBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 11, 2017
Accepted (ET)
Dec 12, 2017 · 12:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2017 | M | 3,000 | $19.27 | A | 22,073 | D | |
| Common Stock | Dec 11, 2017 | S | 3,000 | $43.75 | D | 19,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $19.27 | Dec 11, 2017 | M | 3,000 | D | Jun 18, 2008 | Dec 18, 2017 | Common Stock | 3,000 | 0 | D |
| Stock Appreciation Rights | $21.60 | holding | — | — | — | Feb 2, 2017 | Feb 1, 2026 | Common Stock | 2,882 | 2,882 | D |
| Stock Appreciation Rights | $26.17 | holding | — | — | — | Feb 7, 2018 | Feb 6, 2027 | Common Stock | 3,623 | 3,623 | D |