SEC Form 4 · accession 0001209191-17-065040
RB GLOBAL INC. · RBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl William Werner
Officer — Ch. Op. & Supp. Dev. Officer
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001046102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 8, 2017 | M | 5,400 | $24.39 | A | 5,400 | D | |
| Common Shares | Dec 8, 2017 | S | 5,400 | $28.68 | D | 0 | D | |
| Common SharesF1 | holding | — | — | — | 2,885 | I | Employee Stock Purchase Plan | |
| Common Shares | holding | — | — | — | 27,896 | I | Long-Term Investment Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $24.39 | Dec 8, 2017 | M | 5,400 | D | Feb 28, 2009 | Feb 28, 2018 | Common Shares | 5,400 | 0 | D |
Explanation of responses
- F1Includes all Employee Stock Purchase Plan purchases through December 8, 2017