SEC Form 4 · accession 0001179706-17-000258

Hewlett Packard Enterprise Co · HPE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Dec 7, 2017

Accepted (ET)

Dec 11, 2017 · 6:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001645590

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 7, 2017	M	51,889	$14.22	A	211,108	D
Common Stock	Dec 7, 2017	F	27,076	$14.22	D	184,032	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1	—	Dec 7, 2017	A	316,456	A	—	—	Common Stock	316,456	316,456	D
Restricted Stock Units^F3,F1	—	Dec 7, 2017	M	51,889	D	—	—	Common Stock	51,889	103,777	D

F1Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2On 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs), 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F3As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 749 vested dividend equivalent rights and a de minimus adjustment of 0.1174 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.