SEC Form 4 · accession 0001225208-17-018483
AUTOZONE INC · AZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Finestone
Officer — Exec. Vice President
Period of report
Dec 8, 2017
Accepted (ET)
Dec 11, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000866787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | M | 13,500 | $225.74 | A | 15,291 | D | |
| Common Stock | Dec 8, 2017 | S | 24 | $713.00 | D | 15,267 | D | |
| Common StockF1 | Dec 8, 2017 | S | 1,546 | $709.4604 | D | 13,721 | D | |
| Common StockF2 | Dec 8, 2017 | S | 2,745 | $710.433 | D | 10,976 | D | |
| Common StockF3 | Dec 8, 2017 | S | 3,685 | $711.1313 | D | 7,291 | D | |
| Common StockF4 | Dec 8, 2017 | S | 5,500 | $712.5173 | D | 1,791 | D | |
| Common Stock | holding | — | — | — | 2,345 | I | By GRAT | |
| Common Stock | holding | — | — | — | 51 | I | By Trust for Daughter | |
| Common Stock | holding | — | — | — | 51 | I | By Trust for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5,F6 | $225.74 | Dec 8, 2017 | M | 13,500 | D | — | Sep 29, 2020 | Common Stock | 13,500 | 0 | D |
Explanation of responses
- F1This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $708.801 - $709.615 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F2This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $709.85 - $710.80 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F3This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $710.885 - $711.80 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F4This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $712.00 - $712.95 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- F5Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.
- F6Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.