SEC Form 4 · accession 0001593968-17-001341
Emerald Holding, Inc. · EEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Loechner
Officer — CEO and President · Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001579214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | M | 37,275 | $16.00 | A | 142,275 | D | |
| Common StockF1 | Dec 7, 2017 | S | 37,275 | $21.2595 | D | 105,000 | D | |
| Common StockF1 | Dec 8, 2017 | M | 37,502 | $16.00 | A | 142,502 | D | |
| Common StockF1 | Dec 8, 2017 | S | 37,502 | $20.3581 | D | 105,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $16.00 | Dec 7, 2017 | M | 37,275 | D | Jul 19, 2014 | Jul 19, 2023 | Common Stock | 37,275 | 310,765 | D |
| Stock Option (right to buy)F1,F2 | $16.00 | Dec 8, 2017 | M | 37,502 | D | Jul 19, 2014 | Jul 19, 2023 | Common Stock | 37,502 | 273,263 | D |
Explanation of responses
- F1Transaction pursuant to a previously adopted Rule 10b5-1 trading plan.
- F2This option is vested with respect to 185,013 underlying shares and will vest with respect to the remaining 88,250 underlying shares on July 19, 2018.