SEC Form 4 · accession 0001213900-17-013089
SOLIGENIX, INC. · SNGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen R Krumeich
Officer — SVP and CFO
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812796
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $2.01 | Dec 7, 2017 | A | 35,000 | A | Dec 7, 2017 | Dec 6, 2027 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1The stock option vested immediately as to 8,750 shares and vests as to the remainder at a rate of 2,187.5 of the shares on each three (3) month anniversary of December 7, 2017.