Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 24, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

212 filings · trading day Nov 24, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 21, 2017 DForm 4 →	Nov 22, 6:46 pm EST	VWR CorpVWR	Manuel Brocke-BenzPresident and CEO, Director	1,499,845	$8.65	$12,969,858	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:40 pm EST	VWR CorpVWR	Gregory L CowanSee remarks	450,915	$8.82	$3,978,225	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:33 pm EST	VWR CorpVWR	Mark T McLoughlinSee remarks	336,408	$8.87	$2,983,381	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:29 pm EST	VWR CorpVWR	George Van KulaSee remarks	236,748	$8.93	$2,114,651	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:03 pm EST	TransUnionTRU	Christopher A CartwrightEVP - US Information Service	234,565	$8.57	$2,010,222	485,255	—
Nov 21, 2017 MForm 4 →	Nov 24, 8:31 am EST	DowDuPont Inc.DWDP	Andrew N LiverisOther	49,449	$38.62	$1,909,720	569,921	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:43 pm EST	VWR CorpVWR	Gerard J. ChristianSee remarks	148,883	$9.56	$1,423,344	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:41 pm EST	VWR CorpVWR	Ulf KepperSVP, VWR Services	145,279	$9.67	$1,405,360	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:31 pm EST	VWR CorpVWR	Douglas J. PittsSee remarks	132,325	$10.03	$1,327,499	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:45 pm EST	VWR CorpVWR	Nils ClausnitzerSee Remarks	218,581	$5.72	$1,250,411	0	—
Jun 12, 2017 JForm 4 →	Nov 22, 5:09 pm EST	Troika Media Group, Inc.MTWO	Christopher BroderickCHIEF OPERATING OFFICER	17,250,000	$0.05	$862,500	0	—	late
Nov 20, 2017 MForm 4 →	Nov 22, 4:07 pm EST	MOOG INC.MOGA/MOGB	John ScannellCEO, Director	20,250	$42.45	$859,613	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:20 pm EST	Hillenbrand, Inc.HI	Joe Anthony RaverPresident and CEO, Director	34,565	$18.53	$640,489	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:00 pm EST	PIXELWORKS, INCPXLW	Steven L MooreVP, CFO & Treasurer	74,999	$5.88	$441,276	0	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:15 pm EST	BOINGO WIRELESS INCWIFI	Tom TraceySenior VP of Operations	25,000	$13.50	$337,500	41,111	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:30 pm EST	VWR CorpVWR	Pamela Forbes LiebermanDirector	22,617	$12.25	$277,058	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:35 pm EST	VWR CorpVWR	Robert BarchiDirector	22,617	$12.25	$277,058	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:35 pm EST	VWR CorpVWR	Harry M Jansen Kraemer Jr.Director	22,617	$12.25	$277,058	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:38 pm EST	VWR CorpVWR	Robert ZollarsDirector	22,617	$12.25	$277,058	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:44 pm EST	VWR CorpVWR	Timothy P SullivanDirector, 10% Owner	22,617	$12.25	$277,058	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:49 pm EST	VWR CorpVWR	Robert P. DecresceDirector	22,617	$12.25	$277,058	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:51 pm EST	VWR CorpVWR	Nicholas W AlexosDirector, 10% Owner	22,617	$12.25	$277,058	0	—
Nov 21, 2017 DForm 4 →	Nov 22, 6:50 pm EST	VWR CorpVWR	Edward A BlechschmidtDirector	17,617	$12.25	$215,808	0	—
Nov 21, 2017 MForm 4 →	Nov 24, 3:54 pm EST	COLUMBUS MCKINNON CORPCMCO	Mark R ParadowskiVP - Information Services	3,906	$16.83	$65,755	0	—
Nov 21, 2017 CMForm 4 →	Nov 22, 5:19 pm EST	RingCentral IncRNG	Praful ShahChief Strategy Officer	30,000	$2.73	$27,300	0	—
Nov 20, 2017 CMForm 4 →	Nov 22, 7:01 pm EST	RingCentral IncRNG	Vladimir Shmunis +5CEO & Chairman, Director, 10% Owner	137,453	$1.10	$19,800	5,882,868	—	amended
Nov 22, 2017 CMForm 4 →	Nov 22, 6:39 pm EST	RingCentral IncRNG	Mitesh DhruvChief Financial Officer	9,000	$4.74	$14,206	0	—
Nov 21, 2017 AForm 4 →	Nov 24, 8:34 am EST	GENUINE PARTS COGPC	Donna Westbrook HylandDirector	35	$85.80	$3,003	1,715	—
Nov 20, 2017 SForm 4 →	Nov 22, 4:29 pm EST	CREDIT ACCEPTANCE CORPCACC	Donald A Foss10% Owner	200	$6.36	$1,272	100	—
Nov 20, 2017 CMForm 4 →	Nov 22, 5:01 pm EST	Trade Desk, Inc.TTD	Paul RossChief Financial Officer	2,058	$0.819	$562	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:01 pm EST	Enphase Energy, Inc.ENPH	John Howard WeberDirector	55,526	—	—	55,526	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:03 pm EST	MAXLINEAR INCMXL	Connie H. KwongCorporate Controller & PAO	907	—	—	3,038	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:03 pm EST	SMART Global Holdings, Inc.SGH	Jack A PachecoSenior VP, CFO, COO	7,500	—	—	83,253	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:04 pm EST	Mondelez International, Inc.MDLZ	Dirk Van de PutChief Executive Officer, Director	133,580	—	—	133,580	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:05 pm EST	MAXLINEAR INCMXL	Michael J. LaChanceVice President, Operations	3,956	—	—	18,990	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:05 pm EST	CHEGG, INCCHGG	Ted SchleinDirector	195,096	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:06 pm EST	Motorola Solutions, Inc.MSI	Gregory Q BrownChairman and CEO, Director	100,000	—	—	400,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:06 pm EST	CEVA INCCEVA	Sven Christer NilssonDirector	48,750	—	—	3,250	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:06 pm EST	MAXLINEAR INCMXL	Curtis LingChief Technical Officer, Director	4,987	—	—	20,510	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:06 pm EST	WSFS FINANCIAL CORPWSFS	Patrick Joseph WardExecutive Vice President	2,070	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:07 pm EST	Echo Global Logistics, Inc.ECHO	David B MenzelPresident & COO	30,000	—	—	50,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:07 pm EST	CF Industries Holdings, Inc.CF	Bert A FrostSr.VP, Sales,Mkt Dev Supp. Chn	7,500	—	—	23,675	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:07 pm EST	MAXLINEAR INCMXL	Madhukar ReddyVP, Central Engineering	5,414	—	—	24,307	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:07 pm EST	VISTEON CORPVC	Sachin LawandeCEO & President, Director	2,500	—	—	47,261	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:08 pm EST	ENVESTNET, INC.ENV	Judson BergmanChief Executive Officer, Director	20,000	—	—	357,000	—
Nov 15, 2017 MForm 4/A →	Nov 22, 4:08 pm EST	PTC INC.PTC	Barry F CohenEVP, Chief Strategy Officer	665	—	—	18,890	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:08 pm EST	MAXLINEAR INCMXL	Kishore SeendripuPresident and CEO, Director, 10% Owner	15,811	—	—	75,963	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:09 pm EST	MAXLINEAR INCMXL	Adam C. SpiceVP, Chief Financial Officer	6,681	—	—	30,385	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:10 pm EST	CEVA INCCEVA	Yaniv ArieliChief Financial Officer	1,459	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:11 pm EST	MAXLINEAR INCMXL	William TorgersonVP/GM, Broadband Group	3,591	—	—	21,270	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:12 pm EST	MAXLINEAR INCMXL	Brendan WalshVP, Product Line Marketing	2,895	—	—	11,242	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:12 pm EST	CEVA INCCEVA	Gideon WertheizerChief Executive Officer, Director	1,458	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:12 pm EST	Mellanox Technologies, Ltd.MLNX	Michael KaganCTO & VP of Architecture	2,500	—	—	2,293	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:13 pm EST	Cornerstone OnDemand IncCSOD	R C Mark BakerDirector	2,000	—	—	2,000	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	James E DeVriesVice President	6,500	—	—	6,500	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	Gregory A ThaxtonSenior Vice President, CFO	12,500	—	—	12,500	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	Joseph StockunasVice President	7,500	—	—	7,500	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	Jeffrey A PembrokeVice President	8,400	—	—	8,400	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	Shelly PeetVice President	6,500	—	—	6,500	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	Gregory P MerkSenior Vice President	9,000	—	—	9,000	—	amended
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	Stephen LovassVice President	5,000	—	—	5,000	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	John J KeaneSenior Vice President	12,500	—	—	12,500	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:15 pm EST	NORDSON CORPNDSN	Michael F HiltonPresident & CEO, Director	55,800	—	—	55,800	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:15 pm EST	Mellanox Technologies, Ltd.MLNX	Eyal WaldmanPresident and CEO, Director	2,500	—	—	17,500	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:15 pm EST	TRUSTCO BANK CORP N YTRST	Eric W SchreckTreasurer	16,300	—	—	4,350	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:16 pm EST	SiteOne Landscape Supply, Inc.SITE	Ross AnkerEVP, Category Mgmt, Mktg & IT	17,113	—	—	150,189	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:16 pm EST	GENERAC HOLDINGS INC.GNRC	Roger PascavisEVP-Strategic Global Sourcing	102,605	—	—	0	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:16 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Lionel BonnotSVP Mktg & Business Dev.	5,500	—	—	12,321	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:17 pm EST	Och-Ziff Capital Management Group LLCOZM	David Michael LevineChief Legal Officer	2,464	—	—	388,134	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:17 pm EST	CRA INTERNATIONAL, INC.CRAI	Chad M HolmesCFO, EVP and Treasurer	1,456	—	—	743	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:17 pm EST	CRA INTERNATIONAL, INC.CRAI	Paul A MalehPresident and CEO, Director	3,884	—	—	1,980	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:17 pm EST	Och-Ziff Capital Management Group LLCOZM	Erez ElishaChief Accounting Officer	1,657	—	—	79,874	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:17 pm EST	CRA INTERNATIONAL, INC.CRAI	Jonathan D YellinEVP and General Counsel	728	—	—	372	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:18 pm EST	Alarm.com Holdings, Inc.ALRM	Daniel KerznerChief Product Officer	15,000	—	—	47,500	—
Nov 21, 2017 CForm 4 →	Nov 22, 4:18 pm EST	Stitch Fix, Inc.SFIX	Steven P. AndersonDirector, 10% Owner	48,541,350	—	—	24,622,309	—
Nov 21, 2017 CForm 4 →	Nov 22, 4:19 pm EST	Stitch Fix, Inc.SFIX	BASELINE VENTURES 2009 LLC +610% Owner	48,541,350	—	—	24,622,309	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:23 pm EST	EXACT SCIENCES CORPEXAS	Kevin T ConroyPresident and CEO, Director	134,057	—	—	746,204	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:24 pm EST	GrubHub Inc.GRUB	Adam DeWittCFO and Treasurer	4,000	—	—	52,000	—
Nov 21, 2017 CForm 4 →	Nov 22, 4:26 pm EST	Hyatt Hotels CorpH	P.G. Penny TrustOther	600,000	—	—	3,485,782	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:26 pm EST	Moelis & CoMC	Eric CantorMD & Vice Chairman, Director	987	—	—	28,313	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:27 pm EST	Moelis & CoMC	Navid MahmoodzadeganMD & Co-President, Director	2,994	—	—	97,019	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:27 pm EST	PENTAIR plcPNR	Karl R. FrykmanPresident Aquatic Systems	7,385	—	—	0	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:27 pm EST	Moelis & CoMC	Kenneth MoelisChairman and CEO, Director, 10% Owner	3,518	—	—	97,019	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:27 pm EST	HAYNES INTERNATIONAL INCHAYN	David Sean Van BibberController, Chief Acctng Oficr	3,000	—	—	3,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:28 pm EST	KAPSTONE PAPER & PACKAGING CORPKS	Andrea K TarboxExec. VP and CFO	32,486	—	—	0	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:28 pm EST	AVEO PHARMACEUTICALS INCAVEO	Nikhil MehtaSee Remarks	500,000	—	—	500,000	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:28 pm EST	HAYNES INTERNATIONAL INCHAYN	Jeffrey Lee YoungVP, Chief Information Officer	3,250	—	—	3,250	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:29 pm EST	HAYNES INTERNATIONAL INCHAYN	Jean C NeelVP - Corporate Affairs	3,550	—	—	3,550	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:29 pm EST	Moelis & CoMC	Christopher CallesanoSVP & Principal Acct Officer	100	—	—	2,572	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:29 pm EST	HAYNES INTERNATIONAL INCHAYN	Janice GunstVP-General Counsel & Secretary	3,400	—	—	3,400	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:29 pm EST	HAYNES INTERNATIONAL INCHAYN	Gregory M SpaldingVP Tube and Wire Products	3,650	—	—	3,650	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:30 pm EST	HAYNES INTERNATIONAL INCHAYN	Marlin C Losch IIIVP, Sales and Distribution	4,850	—	—	4,850	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:30 pm EST	HAYNES INTERNATIONAL INCHAYN	Venkat IshwarVP - Marketing	5,050	—	—	5,050	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:30 pm EST	Moelis & CoMC	Osamu R. WatanabeGeneral Counsel and Secretary	492	—	—	12,654	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:30 pm EST	HAYNES INTERNATIONAL INCHAYN	Scott R PinkhamVP - Manufacturing	5,000	—	—	5,000	—
Nov 21, 2017 CForm 4 →	Nov 22, 4:30 pm EST	Evercore Inc.EVR	Adam B FrankelGeneral Counsel	2,000	—	—	75,758	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:30 pm EST	FASTENAL COFAST	James C JansenExecutive Vice President	10,000	—	—	40,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:31 pm EST	Smart & Final Stores, Inc.SFS	Scott R. DrewEVP, Operations	54,840	—	—	73,120	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:31 pm EST	Moelis & CoMC	Joseph SimonChief Financial Officer	760	—	—	18,278	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:31 pm EST	HAYNES INTERNATIONAL INCHAYN	Daniel W MaudlinCFO, VP - Finance	5,800	—	—	5,800	—
Nov 21, 2017 AForm 4 →	Nov 22, 4:31 pm EST	HAYNES INTERNATIONAL INCHAYN	Mark ComerfordCEO and President, Director	20,000	—	—	20,000	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:32 pm EST	Moelis & CoMC	Elizabeth CrainChief Operating Officer	659	—	—	19,685	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:32 pm EST	Moelis & CoMC	J Richard Leaman IIIMD & Vice Chairman, Director	1,119	—	—	12,654	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:33 pm EST	Qorvo, Inc.QRVO	Daniel A DileoDirector	2,500	—	—	13,125	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:33 pm EST	Moelis & CoMC	Jeffrey RaichMD & Co-President, Director	2,994	—	—	97,019	—
Nov 20, 2017 CMForm 4 →	Nov 22, 4:36 pm EST	Pure Storage, Inc.PSTG	David HatfieldPresident	116,668	—	—	1,210,512	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:40 pm EST	Viacom Inc.VIA, VIAB	Robert M BakishPresident and CEO, Director	734,214	—	—	734,214	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:41 pm EST	ZIOPHARM ONCOLOGY INCZIOP	Murray BrennanDirector	20,000	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:44 pm EST	STARBUCKS CORPSBUX	Craig WeatherupDirector	56,666	—	—	0	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:46 pm EST	American Midstream Partners, LPAMID	Ryan K RupeVice President	55,000	—	—	55,000	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:47 pm EST	American Midstream Partners, LPAMID	Louis J DoreySenior Vice President	60,000	—	—	60,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 4:49 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Thomas E ConstanceDirector	1,641	—	—	15,750	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:50 pm EST	American Midstream Partners, LPAMID	Michael Scott McCraryVP-Crude Gathering & Logistics	55,000	—	—	55,000	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:51 pm EST	American Midstream Partners, LPAMID	Eric KalamarasSVP & CFO	80,000	—	—	80,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 4:52 pm EST	CHEVRON CORPCVX	Patricia E YarringtonVP & Chief Financial Officer	116,857	—	—	0	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:53 pm EST	American Midstream Partners, LPAMID	Rene L CasadabanSVP & Chief Operating Officer	80,000	—	—	80,000	—
Nov 21, 2017 CForm 4 →	Nov 22, 4:55 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	James Cameron McMartinCFO and Treasurer	400	—	—	0	—
Nov 21, 2017 CForm 4 →	Nov 22, 4:56 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	Thomas Arthur BeckCAO and VP, Finance	104	—	—	0	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:57 pm EST	American Midstream Partners, LPAMID	Edward Eugene GreeneVice President - GP&T	55,000	—	—	55,000	—
Nov 20, 2017 AForm 4 →	Nov 22, 4:59 pm EST	Seagate Technology plcSTX	Jeffrey D. NygaardExecutive Vice President	101,810	—	—	101,810	—
Nov 21, 2017 CForm 4 →	Nov 22, 5:02 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	Mark D. McClainCEO and President, Director	9,388	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:03 pm EST	INTEGRATED DEVICE TECHNOLOGY INCIDTI	Gordon W ParnellDirector	6,000	—	—	0	—
Nov 21, 2017 CForm 4 →	Nov 22, 5:03 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	James Michael PflagingDirector	248	—	—	0	—
Nov 21, 2017 JForm 4 →	Nov 22, 5:04 pm EST	GAMCO INVESTORS, INC. ET ALGBL	CASCADE INVESTMENT, L.L.C. +110% Owner	—	—	—	0	—
Nov 20, 2017 MForm 4/A →	Nov 22, 5:06 pm EST	Motorola Solutions, Inc.MSI	Gregory Q BrownChairman and CEO, Director	100,000	—	—	400,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:08 pm EST	LCI INDUSTRIESLCII	Brian Michael HallChief Financial Officer	543	—	—	4,488	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:09 pm EST	LCI INDUSTRIESLCII	Jason LippertChief Executive Officer, Director	3,751	—	—	61,237	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:09 pm EST	LCI INDUSTRIESLCII	Scott T MerenessPresident	2,947	—	—	63,005	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:09 pm EST	LCI INDUSTRIESLCII	Robert A. KuhnsOther	1,017	—	—	2,761	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:09 pm EST	IAC/INTERACTIVECORPIAC	Joseph LevinChief Executive Officer, Director	250,000	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:10 pm EST	LCI INDUSTRIESLCII	Nick C FletcherChief Human Resources Officer	277	—	—	4,435	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:10 pm EST	Restaurant Brands International Inc.QSR	Marc CairaDirector	100,000	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:10 pm EST	LCI INDUSTRIESLCII	Jamie SchnurChief Administrative Officer	2,474	—	—	16,065	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:13 pm EST	RAYMOND JAMES FINANCIAL INCRJF	George CataneseSVP, Chief Risk Officer	2,000	—	—	2,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:14 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Scott A CurtisPresident - RJFS	2,000	—	—	2,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:15 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Tashtego S ElwynPresident - RJA	2,000	—	—	2,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:15 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Bella Loykhter AllaireExecutive Vice President-RJA	2,000	—	—	2,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:15 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Paul C ReillyChief Executive Officer, Director	2,000	—	—	2,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:15 pm EST	RAYMOND JAMES FINANCIAL INCRJF	James E BunnCo-Pres-GlobEq&Inv Banking-RJA	1,000	—	—	1,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:16 pm EST	Delek US Holdings, Inc.DK	Donald Norman HolmesExecutive Vice President (DK)	2,000	—	—	0	—
Nov 21, 2017 CForm 4 →	Nov 22, 5:16 pm EST	MSC INDUSTRIAL DIRECT CO INCMSM	Mitchell JacobsonDirector, 10% Owner	25,000	—	—	2,818,259	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:19 pm EST	SMITH A O CORPAOS	John J KitaExecutive Vice President & CFO	28,900	—	—	83,485	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:27 pm EST	SKYWEST INCSKYW	Russell A ChildsPresident & CEO, Director	22,979	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:46 pm EST	Arista Networks, Inc.ANET	Ita M BrennanSenior Vice President, CFO	4,125	—	—	4,500	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:46 pm EST	Arista Networks, Inc.ANET	Kenneth DudaCTO and SVP Software Eng.	625	—	—	7,500	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:46 pm EST	Arista Networks, Inc.ANET	Charles H GiancarloDirector	834	—	—	5,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:47 pm EST	Arista Networks, Inc.ANET	Ann MatherDirector	834	—	—	5,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:47 pm EST	Nutanix, Inc.NTNX	David SangsterEVP, Operations	57,000	—	—	199,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:48 pm EST	Arista Networks, Inc.ANET	Anshul SadanaChief Customer Officer	1,375	—	—	12,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:48 pm EST	Arista Networks, Inc.ANET	Daniel ScheinmanDirector	834	—	—	5,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:48 pm EST	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	2,350	—	—	7,800	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:48 pm EST	Arista Networks, Inc.ANET	Mark B TempletonDirector	437	—	—	4,367	—
Nov 20, 2017 MForm 4 →	Nov 22, 5:49 pm EST	Arista Networks, Inc.ANET	Jayshree UllalPresident and CEO, Director	2,063	—	—	33,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:52 pm EST	Blueprint Medicines CorpBPMC	Kate HavilandChief Business Officer	5,874	—	—	95,985	—
Nov 20, 2017 CForm 4 →	Nov 22, 5:54 pm EST	Nutanix, Inc.NTNX	Jeffrey T ParksDirector	408,291	—	—	570,199	—
Nov 21, 2017 MForm 4 →	Nov 22, 5:55 pm EST	Blueprint Medicines CorpBPMC	Marion DorschChief Scientific Officer	18,334	—	—	91,666	—	amended
Nov 20, 2017 MForm 4 →	Nov 22, 5:59 pm EST	Aon plcAON	Caroline GraceCEO, Global Retirement & Inves	527	—	—	1,581	—
Nov 22, 2017 MForm 4 →	Nov 22, 6:06 pm EST	ARMSTRONG WORLD INDUSTRIES INCAWI	Ellen R. RomanoSVP, Human Resources	28,307	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 22, 6:19 pm EST	Arista Networks, Inc.ANET	Andreas BechtolsheimChief Development Officer, Director, 10% Owner	2,063	—	—	33,000	—
Nov 22, 2017 MForm 4 →	Nov 22, 6:20 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Anne McCallionChief Enterprise Ops Officer	5,000	—	—	650,720	—
Nov 21, 2017 CMForm 4 →	Nov 22, 6:28 pm EST	Tableau Software IncDATA	Thomas E Walker Jr.Chief Financial Officer	15,000	—	—	0	—
Nov 20, 2017 CMForm 4 →	Nov 22, 6:28 pm EST	Tableau Software IncDATA	Keenan Michael ConderEVP, GC & Secretary	12,000	—	—	0	—
Nov 21, 2017 XForm 4 →	Nov 22, 6:30 pm EST	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	74,283	—
Nov 20, 2017 XForm 4 →	Nov 22, 6:30 pm EST	GoDaddy Inc.GDDY	Nima KellyEVP - General Counsel	38,672	—	—	12,168	—
Nov 18, 2017 MForm 4 →	Nov 22, 6:30 pm EST	CDK Global, Inc.CDK	Neil PackhamPresident CDK International	1,918	—	—	0	—	late
Nov 20, 2017 MForm 4 →	Nov 22, 6:33 pm EST	RPX CorpRPXC	David James AndersonChief Financial Officer	14,225	—	—	38,691	—
Nov 22, 2017 MForm 4 →	Nov 22, 6:33 pm EST	Financial Engines, Inc.FNGN	Lewis Antone Jr.EVP, General Counsel and Sec.	2,215	—	—	1,678	—
Nov 20, 2017 MForm 4 →	Nov 22, 6:35 pm EST	RPX CorpRPXC	Robert H HeathEVP, Chief Strategy Officer	12,976	—	—	38,691	—
Nov 20, 2017 MForm 4 →	Nov 22, 6:36 pm EST	RPX CorpRPXC	Paul MankooCEO, Inventus	8,125	—	—	24,375	—
Nov 20, 2017 MForm 4 →	Nov 22, 6:38 pm EST	RPX CorpRPXC	Martin E RobertsChief Executive Officer, Director	5,953	—	—	77,381	—
Nov 20, 2017 MForm 4 →	Nov 22, 6:39 pm EST	RPX CorpRPXC	Steven S SwankChief Revenue Officer	9,225	—	—	38,691	—
Nov 21, 2017 MForm 4 →	Nov 22, 6:41 pm EST	NEWLINK GENETICS CORP(NLNK)	Carl W. LangrenPrincipal Accounting Officer	9,523	—	—	0	—
Nov 21, 2017 MForm 4 →	Nov 22, 6:48 pm EST	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	40,000	—	—	281,927	—
Nov 21, 2017 CForm 4 →	Nov 22, 6:52 pm EST	Sailpoint Technologies Holdings, Inc.SAIL	Thoma Bravo, LLC +410% Owner	18,137,245	—	—	0	—
Nov 20, 2017 CMForm 4 →	Nov 22, 6:58 pm EST	Okta, Inc.OKTA	Jonathan T RunyanGeneral Counsel and Secretary	28,125	—	—	0	—
Nov 21, 2017 MForm 4 →	Nov 22, 7:05 pm EST	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	10,000	—	—	170,000	—
Nov 21, 2017 MForm 4 →	Nov 22, 8:06 pm EST	SILVER SPRING NETWORKS INCSSNI	Aysegul IldenizChief Operating Officer	15,000	—	—	105,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 8:07 pm EST	CALIX, INC(CALX)	Sheila CheungVP, Finance & Accounting	1,656	—	—	16,563	—
Nov 21, 2017 MForm 4 →	Nov 22, 8:10 pm EST	NETFLIX INCNFLX	Reed HastingsCEO, Director	75,243	—	—	0	—
Nov 21, 2017 CMForm 4 →	Nov 22, 8:15 pm EST	MULESOFT, INCMULE	Mark C. BurtonDirector	19,719	—	—	0	—
Nov 20, 2017 AForm 4 →	Nov 22, 8:58 pm EST	Armour Residential REIT, Inc.ARR	Robert C HainDirector	12,200	—	—	12,200	—
Nov 20, 2017 AForm 4 →	Nov 22, 8:58 pm EST	Armour Residential REIT, Inc.ARR	Stewart J PaperinDirector	12,200	—	—	12,200	—
Nov 20, 2017 AForm 4 →	Nov 22, 8:58 pm EST	Armour Residential REIT, Inc.ARR	Scott UlmCo-CEO and CIO, Director	122,000	—	—	122,000	—
Nov 20, 2017 AForm 4 →	Nov 22, 8:59 pm EST	Armour Residential REIT, Inc.ARR	John P Hollihan IIIDirector	12,200	—	—	12,200	—
Nov 20, 2017 AForm 4 →	Nov 22, 8:59 pm EST	Armour Residential REIT, Inc.ARR	Thomas K GubaDirector	12,200	—	—	12,200	—
Nov 20, 2017 AForm 4 →	Nov 22, 8:59 pm EST	Armour Residential REIT, Inc.ARR	Carolyn DowneyDirector	12,200	—	—	12,200	—
Nov 20, 2017 AForm 4 →	Nov 22, 9:00 pm EST	Armour Residential REIT, Inc.ARR	Marc H BellDirector	12,200	—	—	12,200	—
Nov 20, 2017 AForm 4 →	Nov 22, 9:00 pm EST	Armour Residential REIT, Inc.ARR	Mark GruberChief Operating Officer	61,000	—	—	61,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 9:00 pm EST	FLUIDIGM CORPFLDM	Nicholas KhadderSee Remarks	2,650	—	—	25,017	—
Nov 20, 2017 AForm 4 →	Nov 22, 9:00 pm EST	Armour Residential REIT, Inc.ARR	Gordon HarperVP Finance and Controller	20,600	—	—	20,600	—
Nov 20, 2017 MForm 4 →	Nov 22, 9:00 pm EST	FLUIDIGM CORPFLDM	Mai Chan YowSee Remarks	2,393	—	—	15,438	—
Nov 20, 2017 AForm 4 →	Nov 22, 9:01 pm EST	Armour Residential REIT, Inc.ARR	Jeffrey J ZimmerCo-CEO and President, Director	122,000	—	—	122,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 9:01 pm EST	FLUIDIGM CORPFLDM	Steven McPhailChief Commercial Officer	2,397	—	—	16,269	—
Nov 20, 2017 AForm 4 →	Nov 22, 9:01 pm EST	Armour Residential REIT, Inc.ARR	Daniel C StatonChairman of the Board, Director	12,200	—	—	12,200	—
Nov 20, 2017 MForm 4 →	Nov 22, 9:01 pm EST	FLUIDIGM CORPFLDM	Vikram JogCHIEF FINANCIAL OFFICER	3,150	—	—	27,392	—
Nov 20, 2017 AForm 4 →	Nov 22, 9:01 pm EST	Armour Residential REIT, Inc.ARR	James R MountainChief Financial Officer	61,000	—	—	61,000	—
Nov 20, 2017 MForm 4 →	Nov 22, 9:01 pm EST	FLUIDIGM CORPFLDM	Stephen Christopher LinthwaitePresident & CEO	4,750	—	—	60,167	—
Nov 20, 2017 MForm 4 →	Nov 22, 9:02 pm EST	FLUIDIGM CORPFLDM	Jennifer Ling LeeSee Remarks	1,755	—	—	14,251	—
Nov 22, 2017 MForm 4 →	Nov 22, 9:28 pm EST	Wave Life Sciences Ltd.WVE	Chandra VargeeseSee Remarks	1,500	—	—	156,542	—
Nov 22, 2017 MForm 4 →	Nov 24, 8:28 am EST	Xenith Bankshares, Inc.XBKS	Thomas W. OsgoodEVP/CFO/CAO/Treasurer	36,124	—	—	0	—
Nov 22, 2017 MForm 4 →	Nov 24, 10:20 am EST	ASSOCIATED BANC-CORPASB	Breck F. HansonExecutive Vice President	11,373	—	—	10,000	—
Nov 21, 2017 MForm 4 →	Nov 24, 11:31 am EST	Expedia, Inc.EXPE	Dara KhosrowshahiDirector	150,000	—	—	150,000	—
Nov 21, 2017 MForm 4 →	Nov 24, 12:16 pm EST	MCDONALDS CORPMCD	Stephen EasterbrookPresident and CEO, Director	171,577	—	—	100,888	—
Nov 21, 2017 MForm 4 →	Nov 24, 12:22 pm EST	LYDALL INC /DE/LDL	S Carl Soderstrom Jr.Director	4,989	—	—	0	—
Nov 21, 2017 MForm 4 →	Nov 24, 12:26 pm EST	LYDALL INC /DE/LDL	Chad A. McDanielSVP, General Counsel & CAO	10,912	—	—	0	—
Nov 21, 2017 MForm 4 →	Nov 24, 1:15 pm EST	CATERPILLAR INCCAT	Bradley M HalversonGroup President & CFO	44,112	—	—	0	—
Nov 21, 2017 MForm 4 →	Nov 24, 1:21 pm EST	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	405,000	—
Nov 22, 2017 MForm 4 →	Nov 24, 2:04 pm EST	GOLDMAN SACHS GROUP INCGS	Gregory K PalmExecutive VP - General Counsel	34,956	—	—	69,912	—
Nov 21, 2017 MForm 4 →	Nov 24, 2:36 pm EST	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	7,995	—	—	88,070	—
Nov 21, 2017 MForm 4 →	Nov 24, 3:02 pm EST	Arista Networks, Inc.ANET	Andreas BechtolsheimChief Development Officer, Director, 10% Owner	35,129	—	—	464,871	—
Nov 21, 2017 MForm 4 →	Nov 24, 3:23 pm EST	Five9, Inc.FIVN	Scott WelchEVP, Cloud Operations	89,989	—	—	97,511	—
Nov 21, 2017 CForm 4 →	Nov 24, 3:28 pm EST	Square, Inc.SQ	Sarah FriarChief Financial Officer	38,400	—	—	454,716	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.