SEC Form 4 · accession 0001127602-17-033208
CHEVRON CORP · CVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia E Yarrington
Officer — VP & Chief Financial Officer
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093410
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 34,668 | $69.70 | A | 39,506 | D | |
| Common StockF1 | Nov 20, 2017 | S | 34,668 | $115.0031 | D | 4,838 | D | |
| Common Stock | Nov 21, 2017 | M | 82,189 | $69.70 | A | 87,027 | D | |
| Common StockF2 | Nov 21, 2017 | S | 82,189 | $115.4155 | D | 4,838 | D | |
| Common Stock | holding | — | — | — | 14,461 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F3 | $69.70 | Nov 20, 2017 | M | 34,668 | D | — | Mar 25, 2019 | Common Stock | 34,668 | 82,189 | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $69.70 | Nov 21, 2017 | M | 82,189 | D | — | Mar 25, 2019 | Common Stock | 82,189 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $115.00 to $115.015. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $115.00 to $115.84. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Option granted 3/25/2009. One-third of the shares subject to the option vested on each of the first, second and third anniversaries of the date of grant.