SEC Form 4 · accession 0001117768-17-001904
Troika Media Group, Inc. · MTWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Broderick
Officer — CHIEF OPERATING OFFICER
Period of report
Jun 12, 2017
Accepted (ET)
Nov 22, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021096
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIONS | $0.05 | Jun 12, 2017 | J | 12,000,000 | A | Jul 1, 2017 | Jun 12, 2022 | COMMON STOCK | 12,000,000 | 12,000,000 | D |
| SARS | $0.05 | Jun 12, 2017 | J | 5,250,000 | D | Jan 10, 2015 | Dec 31, 2016 | COMMON STOCK | 5,250,000 | 0 | D |
Explanation of responses
- F1One-half of these options vest on July 1, 2018 and one-half vest on July 1, 2019.
- F2These stock appreciation rights expired unexercised on December 31, 2016.