SEC Form 4 · accession 0000899243-17-027310

Sailpoint Technologies Holdings, Inc. · SAIL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CFO and Treasurer

Period of report

Nov 20, 2017

Accepted (ET)

Nov 22, 2017 · 4:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001627857

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 20, 2017	A	50,000	$0.00	A	531,608	D
Common Stock^F1	Nov 21, 2017	C	36,679	$0.00	A	568,287	D
Common Stock^F2	holding	—	—		—	21,616	I	By Charles Wildermuth 2016 Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Convertible Preferred Stock^F1	—	Nov 21, 2017	C	400	D	—	—	Common Stock	36,679	0	D

F1Immediately prior to completion of the issuer's initial public offering on November 21, 2017, each share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock, divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.
F2Mr. McMartin is the trustee for the Charles Wildermuth 2016 Trust (the "Trust"), the beneficiary of which is a member of Mr. McMartin's immediate family. As such, Mr. McMartin may be deemed to beneficially own all of the shares held by the Trust; however, Mr. McMartin disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.