SEC Form 4 · accession 0000067887-17-000119
MOOG INC. · MOGA/MOGB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Scannell
Officer — CEO · Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000067887
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Nov 20, 2017 | F | 8,896 | $79.48 | D | 10,206 | D | |
| Class A Common | Nov 20, 2017 | F | 5,408 | $79.48 | D | 13,694 | I | Spouse |
| Class A Common | Nov 20, 2017 | M | 20,250 | $42.45 | A | 30,456 | D | |
| Class A Common | Nov 20, 2017 | G | 8,381 | $0.00 | D | 22,075 | D | |
| Class A Common | Nov 20, 2017 | G | 8,381 | $0.00 | A | 22,075 | I | Spouse |
| Class B CommonF1 | holding | — | — | — | 1,730 | I | 401 (k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $42.45 | Nov 20, 2017 | M | 20,250 | D | Nov 26, 2010 | Nov 26, 2017 | Class A Common | 20,250 | 0 | D |
| SARF3,F4 | $35.12 | holding | — | — | — | — | Oct 31, 2018 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F4 | $26.66 | holding | — | — | — | — | Dec 1, 2019 | Class A Common | 15,375 | 15,375 | D |
| SARF3,F4 | $36.86 | holding | — | — | — | — | Nov 30, 2020 | Class A Common | 20,500 | 20,500 | D |
| SARF3,F4 | $41.82 | holding | — | — | — | — | Nov 30, 2021 | Class A Common | 27,000 | 27,000 | D |
| SARF3,F4 | $36.41 | holding | — | — | — | — | Nov 27, 2022 | Class A Common | 31,791 | 31,791 | D |
| SARF3,F4 | $61.69 | holding | — | — | — | — | Nov 11, 2023 | Class A Common | 15,000 | 15,000 | D |
| SARF3,F4 | $74.38 | holding | — | — | — | — | Nov 11, 2024 | Class A Common | 15,000 | 15,000 | D |
| SARF5,F4 | $63.04 | holding | — | — | — | — | Nov 17, 2025 | Class A Common | 5,000 | 5,000 | D |
| SARF5,F4 | $65.90 | holding | — | — | — | — | Nov 17, 2025 | Class B Common | 10,000 | 10,000 | D |
| SARF5,F4 | $71.648 | holding | — | — | — | — | Nov 15, 2026 | Class B Common | 20,000 | 20,000 | D |
| SARF5,F4 | $82.31 | holding | — | — | — | — | Nov 14, 2027 | Class B Common | 18,543 | 18,543 | D |
Explanation of responses
- F1Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
- F2Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
- F3Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan.
- F4SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
- F5Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.