SEC Form 4 · accession 0001209191-17-062319
Mondelez International, Inc. · MDLZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dirk Van de Put
Officer — Chief Executive Officer · Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001103982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 20, 2017 | A | 410,748 | $0.00 | A | 410,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $42.11 | Nov 20, 2017 | A | 133,580 | A | — | Nov 20, 2027 | Class A Common Stock | 133,580 | 133,580 | D |
Explanation of responses
- F1Deferred stock units granted under the Issuer's Amended and Restated 2005 Performance Incentive Plan. Deferred stock units will vest as follows: 15% on December 1, 2017; 25% on November 20, 2018; and 60% on November 20, 2019.
- F2Options will vest in three annual installments as follows: 33% on February 16, 2018; 33% on February 16, 2019; and 34% on February 16, 2020.