SEC Form 4 · accession 0001214659-17-006927
Hillenbrand, Inc. · HI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe Anthony Raver
Officer — President and CEO · Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417398
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 11,200 | $18.53 | A | 88,498 | D | |
| Common StockF1 | Nov 20, 2017 | S | 11,200 | $43.0634 | D | 77,298 | D | |
| Common Stock | Nov 21, 2017 | M | 23,365 | $18.53 | A | 100,663 | D | |
| Common StockF2 | Nov 21, 2017 | S | 23,365 | $43.3401 | D | 77,298 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $18.53 | Nov 20, 2017 | M | 11,200 | D | Dec 1, 2010 | Dec 1, 2019 | Common Stock | 11,200 | 23,365 | D |
| Employee Stock Option (Right to Buy) | $18.53 | Nov 21, 2017 | M | 23,365 | D | Dec 1, 2010 | Dec 1, 2019 | Common Stock | 23,365 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $43.00 to 43.175. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $43.075 to $43.475. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.