SEC Form 4 · accession 0001005229-17-000386
COLUMBUS MCKINNON CORP · CMCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Paradowski
Officer — VP - Information Services
Period of report
Nov 21, 2017
Accepted (ET)
Nov 24, 2017 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001005229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 305 | $28.45 | A | 10,813 | D | |
| Common Stock | Nov 21, 2017 | S | 305 | $39.96 | D | 10,508 | D | |
| Common Stock | Nov 21, 2017 | M | 1,436 | $19.50 | A | 11,944 | D | |
| Common Stock | Nov 21, 2017 | S | 1,436 | $39.96 | D | 10,508 | D | |
| Common Stock | Nov 21, 2017 | M | 2,165 | $13.43 | A | 12,673 | D | |
| Common StockF1 | Nov 21, 2017 | S | 2,165 | $39.96 | D | 10,508 | D | |
| Common StockF1 | holding | — | — | — | 10,508 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $28.45 | Nov 21, 2017 | M | 305 | D | May 19, 2009 | May 18, 2018 | Common Stock | 305 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $19.50 | Nov 21, 2017 | M | 1,436 | D | May 23, 2012 | May 22, 2021 | Common Stock | 1,436 | 0 | D |
| Non-Qualified Stock Options (Right to Buy) | $13.43 | Nov 21, 2017 | M | 2,165 | D | May 21, 2013 | May 20, 2022 | Common Stock | 2,165 | 0 | D |
Explanation of responses
- F1Includes 4,454.4538 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 322.9905 shares become fully vested and non-forfeitable on 5/19/2018; 728.7315 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 1,826.0655 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 1,576.6663 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.