SEC Form 4 · accession 0001562180-17-003665
WSFS FINANCIAL CORP · WSFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Joseph Ward
Officer — Executive Vice President
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000828944
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 2,070 | $18.00 | A | 90,589 | D | |
| Common StockF1 | Nov 20, 2017 | S | 2,070 | $48.52 | D | 88,519 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F2 | $18.00 | Nov 20, 2017 | M | 2,070 | D | Aug 12, 2016 | Dec 18, 2017 | Common Stock | 2,070 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $48.50 USD to $48.65 USD; the price reported above reflects the weighted average sale price.
- F2The $18.00 exercise price reflects the final approved and granted exercise price and differs from previously disclosed exercise price of $19.33 per initial Form 4 filing dated August 16, 2016.
- F3The 2,070 shares reflects the final approved and granted number of awards and differs from previously disclosed 1,928 shares per initial Form 4 filing dated August 16, 2016.