SEC Form 4/A · accession 0001654954-17-011000
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barry F Cohen
Officer — EVP, Chief Strategy Officer
Period of report
Nov 15, 2017
Accepted (ET)
Nov 22, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | M | 82,163 | $0.00 | A | 161,892 | D | |
| Common StockF1 | Nov 15, 2017 | F | 37,668 | $63.92 | D | 124,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F2,F3 | — | Nov 15, 2017 | M | 665 | D | — | — | Common Stock | 665 | 18,890 | D |
Explanation of responses
- F1Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 82,163 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.
- F2Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F3RSUs granted on November 15, 2017 that vested to satisfy the tax withholding obligations of the Reporting Person.
- F4This amount represents the total number of derivative securities beneficially owned of the class shown.
Remarks
This Form 4/A amends the Form 4 filed by the Reporting Person on November 17, 2017 to reflect an additional 10 RSUs that vested on November 15, 2017 to satisfy the tax withholding obligations of the Reporting Person.