SEC Form 4 · accession 0000763744-17-000288
LCI INDUSTRIES · LCII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Lippert
Officer — Chief Executive Officer · Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000763744
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 20, 2017 | M | 3,752 | $0.00 | A | 160,996 | D | |
| Common Stock | Nov 20, 2017 | F | 1,761 | $119.70 | D | 159,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3,F1 | $0.00 | Nov 20, 2017 | M | 3,751 | D | Nov 20, 2017 | Nov 20, 2017 | Common Stock | 3,752 | 61,237 | D |
Explanation of responses
- F1Includes 57 deferred stock units received as a result of regular cash dividends of $0.50 per share paid on March 17, 2017, June 2, 2017 and September 1, 2017 to holders of registrant's common stock on March 6, 2017, May 19, 2017 and August 18, 2017, respectively. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.50 per deferred stock unit held on March 6, 2017, May 19, 2017 and August 18, 2017, respectively.
- F2Each Deferred Stock Unit represents a contingent right to receive one share of LCII common stock.
- F3Includes 928.31 deferred stock units received as a result of regular cash dividends of $0.50 per share paid on March 17, 2017, June 2, 2017 and September 1, 2017 to holders of registrant's common stock on March 6, 2017, May 19, 2017 and August 18, 2017, respectively. In accordance with the registrant's Equity Award and Incentive Plan, holders of deferred stock units received additional deferred stock units equivalent to $0.50 per deferred stock unit held on March 6, 2017, May 19, 2017 and August 18, 2017, respectively.