SEC Form 4 · accession 0001162194-17-000169
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vikram Jog
Officer — CHIEF FINANCIAL OFFICER
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | M | 350 | $0.00 | A | 9,825 | D | |
| Common Stock | Nov 20, 2017 | M | 300 | $0.00 | A | 10,125 | D | |
| Common Stock | Nov 20, 2017 | M | 337 | $0.00 | A | 10,462 | D | |
| Common Stock | Nov 20, 2017 | M | 2,163 | $0.00 | A | 12,625 | D | |
| Common Stock | Nov 20, 2017 | F | 1,185 | $5.19 | D | 11,440 | D | |
| Common StockF1 | holding | — | — | — | 52,061 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 20, 2017 | M | 350 | D | — | — | Common Stock | 350 | 234 | D |
| Restricted Stock UnitsF2,F4 | — | Nov 20, 2017 | M | 300 | D | — | — | Common Stock | 300 | 1,401 | D |
| Restricted Stock UnitsF2,F5 | — | Nov 20, 2017 | M | 337 | D | — | — | Common Stock | 337 | 2,926 | D |
| Restricted Stock UnitsF2,F6 | — | Nov 20, 2017 | M | 2,163 | D | — | — | Common Stock | 2,163 | 27,392 | D |
Explanation of responses
- F1Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
- F2Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
- F3On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- F4On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- F5On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- F6On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.