SEC Form 4 · accession 0001179110-17-014537
HAYNES INTERNATIONAL INC · HAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean C Neel
Officer — VP - Corporate Affairs
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2017 | A | 1,750 | $0.00 | A | 11,456 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $31.76 | Nov 21, 2017 | A | 3,550 | A | — | Nov 21, 2027 | Common Stock | 3,550 | 3,550 | D |
Explanation of responses
- F1Represents restricted stock subject to vesting and forfeiture.
- F2The option becomes exercisable in three equal annual installments beginning on November 21, 2018.