SEC Form 4 · accession 0001628280-17-011801
Zendesk, Inc. · ZEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elena Gomez
Officer — Chief Financial Officer
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001463172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 1,921 | $23.44 | A | 5,151 | D | |
| Common Stock | Nov 21, 2017 | S | 2,921 | $35.00 | D | 2,230 | D | |
| Common Stock | Nov 22, 2017 | M | 8,079 | $23.44 | A | 10,309 | D | |
| Common Stock | Nov 22, 2017 | S | 8,079 | $35.00 | D | 2,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $23.44 | Nov 21, 2017 | M | 1,921 | D | — | May 6, 2026 | Common Stock | 1,921 | 178,079 | D |
| Stock Option (Right to Buy)F2 | $23.44 | Nov 22, 2017 | M | 8,079 | D | — | May 6, 2026 | Common Stock | 8,079 | 170,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Elena Gomez on June 14, 2017.
- F21/4th of the shares subject to the option vested and became exercisable one year after the vesting commencement date of May 2, 2016, and an additional 1/48th of the shares shall vest and become exercisable each month thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.