SEC Form 4 · accession 0001437749-17-019753

GENERAC HOLDINGS INC. · GNRC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Roger Pascavis

Officer — EVP-Strategic Global Sourcing

Period of report

Nov 20, 2017

Accepted (ET)

Nov 22, 2017 · 4:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001474735

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 20, 2017	S	8,660	$48.5214	D	23,047	D
Common Stock^F2	Nov 20, 2017	S	9,340	$49.2878	D	13,707	D
Common Stock	Nov 20, 2017	A	86,830	$2.00	A	100,537	D
Common Stock^F3	Nov 20, 2017	S	85,230	$48.6511	D	15,307	D
Common Stock^F4	Nov 20, 2017	S	1,600	$49.2775	D	13,707	D
Common Stock	Nov 20, 2017	A	8,072	$15.94	A	21,779	D
Common Stock^F5	Nov 20, 2017	S	7,972	$48.6423	D	13,807	D
Common Stock	Nov 20, 2017	S	100	$49.36	D	13,707	D
Common Stock	Nov 20, 2017	A	7,703	$29.81	A	21,410	D
Common Stock^F6	Nov 20, 2017	S	7,603	$48.6387	D	13,807	D
Common Stock	Nov 20, 2017	S	100	$49.36	D	13,707	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Option (Right to Buy)^F7	$2.00	Nov 20, 2017	M	86,830	D	—	Jun 10, 2023	Common Stock	86,830	D
Stock Option (Right to Buy)^F7	$15.94	Nov 20, 2017	M	8,072	D	—	Jun 10, 2023	Common Stock	8,072	D
Stock Option (Right to Buy)^F7	$29.81	Nov 20, 2017	M	7,703	D	—	Jun 10, 2023	Common Stock	7,703	D

Explanation of responses

F1The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $47.90 to 48.90, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F2The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $48.91 to 49.65, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F3The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $47.99 to 48.96, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F4The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $49.03 to 49.36, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F5The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $47.99 to 48.94, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F6The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $47.99 to 48.93, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F7The option provides for vesting in four equal annual installments beginning on June 10, 2014, subject in each case to Mr. Pascavis's continued employment with Generac Holdings Inc. through the vesting date.