SEC Form 4 · accession 0001511701-17-000002

PIXELWORKS, INC · PXLW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, CFO & Treasurer

Period of report

Nov 20, 2017

Accepted (ET)

Nov 22, 2017 · 4:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001040161

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 20, 2017	M	30,000	$2.36	A	496,570	D
Common Stock	Nov 20, 2017	S	30,000	$5.7699	D	466,570	D
Common Stock	Nov 21, 2017	M	8,333	$2.28	A	474,903	D
Common Stock	Nov 21, 2017	M	20,000	$2.36	A	494,903	D
Common Stock	Nov 21, 2017	M	16,666	$2.28	A	511,569	D
Common Stock	Nov 21, 2017	S	16,666	$5.9846	D	494,903	D
Common Stock	Nov 21, 2017	S	8,333	$5.9846	D	486,570	D
Common Stock	Nov 21, 2017	S	20,000	$5.9285	D	466,570	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)	$2.28	Nov 21, 2017	M	16,666	D	Nov 21, 2017	Feb 28, 2018	Common Stock	16,666	0	D
Non-Qualified Stock Option (right to buy)	$2.28	Nov 21, 2017	M	8,333	D	Nov 21, 2017	Mar 2, 2018	Common Stock	8,333	0	D
Non-Qualified Stock Option (right to buy)^F1	$2.36	Nov 20, 2017	M	30,000	D	Nov 20, 2017	Feb 9, 2018	Common Stock	30,000	20,000	D
Non-Qualified Stock Option (right to buy)^F1	$2.36	Nov 21, 2017	M	20,000	D	Nov 21, 2017	Feb 9, 2018	Common Stock	20,000	0	D
Non-Qualified Stock Option (right to buy)^F1	$0.60	holding	—	—	—	—	Mar 23, 2019	Common Stock	100,000	100,000	D

F1Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.