SEC Form 4 · accession 0001127602-17-033225
ASSOCIATED BANC-CORP · ASB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Breck F. Hanson
Officer — Executive Vice President
Period of report
Nov 22, 2017
Accepted (ET)
Nov 24, 2017 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007789
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Nov 22, 2017 | M | 11,373 | $14.02 | A | 37,722 | D | |
| Common Stock $0.01 Par Value | Nov 22, 2017 | S | 5,426 | $24.90 | D | 32,296 | D | |
| Common Stock $0.01 Par Value | Nov 22, 2017 | S | 850 | $24.925 | D | 31,446 | D | |
| Common Stock $0.01 Par Value | Nov 22, 2017 | S | 4,997 | $24.95 | D | 26,449 | D | |
| Common Stock $0.01 Par Value | Nov 22, 2017 | S | 100 | $24.975 | D | 26,349 | D | |
| Common Stock $0.01 Par Value | holding | — | — | — | 40,356 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $14.02 | Nov 22, 2017 | M | 11,373 | D | — | Jan 22, 2023 | Common Stock $0.01 Par Value | 11,373 | 10,000 | D |
Explanation of responses
- F1Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.