SEC Form 4 · accession 0001645769-17-000006

TransUnion · TRU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP - US Information Service

Period of report

Nov 20, 2017

Accepted (ET)

Nov 22, 2017 · 5:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001552033

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 20, 2017	M	58,892	$8.57	A	105,917	D
Common Stock^F1	Nov 20, 2017	S	58,892	$55.06	D	47,025	D
Common Stock	Nov 21, 2017	M	175,673	$8.57	A	222,698	D
Common Stock^F2	Nov 21, 2017	S	175,673	$55.04	D	47,025	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (right to buy)^F3	$8.57	Nov 20, 2017	M	58,892	D	—	Aug 27, 2023	Common Stock	58,892	660,928	D
Stock Options (right to buy)^F3	$8.57	Nov 21, 2017	M	175,673	D	—	Aug 27, 2023	Common Stock	175,673	485,255	D

F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.00 to $55.165, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.00 to $55.175, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3Represents an initial grant of 719,820 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.