Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 8, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

197 filings · trading day Nov 8, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 3, 2017 MForm 4 →	Nov 7, 5:51 pm EST	WATSCO INCWSO; WSOB	George SapeDirector	10,667	$166.07	$1,771,455	4,000	—
Nov 7, 2017 MForm 4 →	Nov 8, 11:40 am EST	CHEMED CORPCHE	Naomi C DallobVP and Chief Legal Officer	10,400	$149.09	$1,550,504	25,500	—
Nov 6, 2017 MForm 4 →	Nov 8, 9:42 am EST	CHEMED CORPCHE	Michael D Witzemanvice president and controller	4,000	$157.36	$629,440	29,551	—
Nov 3, 2017 IForm 4 →	Nov 8, 1:14 pm EST	BECTON DICKINSON & COBDX	Linda M TharbyExecutive Vice President	962	$224.41	$215,882	962	—	late
Aug 8, 2017 MForm 4 →	Nov 7, 7:30 pm EST	AXT INCAXTI	Robert G OchrymVP Business Development	38,869	$5.34	$207,560	41,812	—	late
Nov 7, 2017 DForm 4 →	Nov 8, 1:48 pm EST	AXT INCAXTI	Morris S YoungChief Executive Officer, Director	50,000	$2.18	$109,000	1,068,693	—
Nov 7, 2017 DForm 4/A →	Nov 8, 1:56 pm EST	AXT INCAXTI	Morris S YoungChief Executive Officer, Director	50,000	$2.18	$109,000	1,068,693	—
Nov 7, 2017 MForm 4 →	Nov 8, 3:00 pm EST	FORMFACTOR INCFORM	Richard DeLateurDirector	6,000	$9.70	$58,200	0	—
Nov 6, 2017 MForm 4 →	Nov 7, 7:31 pm EST	EQUINIX INCEQIX	Christopher B PaisleyDirector	593	$88.56	$52,516	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 10:20 am EST	WEYCO GROUP INCWEYS	Cory L NettlesDirector	1,500	$24.21	$36,315	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 7:33 pm EST	AXT INCAXTI	Robert G OchrymVP Business Development	8,125	$4.20	$34,125	33,687	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:31 pm EST	DATA I/O CORPDAIO	Mark J GallenbergerDirector	15,000	$1.72	$25,725	0	—
Nov 7, 2017 AForm 4 →	Nov 8, 2:12 pm EST	LAKELAND FINANCIAL CORPLKFN	M Scott WelchDirector	195	$48.90	$9,536	43,610	—
Nov 7, 2017 AForm 4 →	Nov 8, 1:23 pm EST	LAKELAND FINANCIAL CORPLKFN	Thomas HiattDirector	95	$48.90	$4,646	21,197	—
Nov 7, 2017 AForm 4 →	Nov 8, 1:18 pm EST	LAKELAND FINANCIAL CORPLKFN	Daniel F EvansDirector	56	$48.90	$2,739	12,584	—
Nov 7, 2017 AForm 4 →	Nov 8, 2:02 pm EST	LAKELAND FINANCIAL CORPLKFN	Ronald TruexDirector	55	$48.90	$2,690	12,288	—
Nov 7, 2017 AForm 4 →	Nov 8, 1:32 pm EST	LAKELAND FINANCIAL CORPLKFN	Brian J SmithDirector	50	$48.90	$2,445	11,181	—
Nov 7, 2017 AForm 4 →	Nov 8, 1:13 pm EST	LAKELAND FINANCIAL CORPLKFN	Blake AugsburgerDirector	42	$48.90	$2,054	9,402	—
Nov 7, 2017 AForm 4 →	Nov 8, 1:58 pm EST	LAKELAND FINANCIAL CORPLKFN	Bradley J ToothakerDirector	42	$48.90	$2,054	9,321	—
Nov 3, 2017 PForm 4 →	Nov 7, 4:06 pm EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	22	$18.20	$400	1,255	—
Nov 7, 2017 AForm 4 →	Nov 8, 1:27 pm EST	LAKELAND FINANCIAL CORPLKFN	Emily E PichonDirector	3	$48.90	$147	758	—
Nov 3, 2017 PForm 4 →	Nov 7, 4:05 pm EST	OLD NATIONAL BANCORP /IN/ONB	Christopher A WolkingSEVP - CAPITAL MARKETS	2	$18.20	$36	6,113	—
Sep 19, 2017 CForm 4 →	Nov 7, 4:00 pm EST	Sevion Therapeutics, Inc.SVON	Opko Health, Inc.10% Owner	66,667	—	—	0	—	late
Nov 6, 2017 CForm 4 →	Nov 7, 4:02 pm EST	Allena Pharmaceuticals, Inc.ALNA	Hadley Harbor Master Investors (Cayman) L.P.10% Owner	3,162,573	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:03 pm EST	QUALCOMM INC/DEQCOM	Matthew S GrobEVP, Technology	20,000	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:03 pm EST	Criteo S.A.CRTO	Mary SpilmanChief Revenue Officer	2,500	—	—	55,000	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:04 pm EST	KENNAMETAL INCKMT	Robert J ClemensVice President	6,000	—	—	7,516	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:04 pm EST	SolarEdge Technologies IncSEDG	Yoav GalinVP Research and Development	6,700	—	—	18,300	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:05 pm EST	OSHKOSH CORPOSK	Colleen R. MoynihanSenior VP, Quality & Cont Impr	2,559	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:05 pm EST	ENTEGRIS INCENTG	Todd James EdlundEVP & COO	18,000	—	—	18,960	—
Nov 6, 2017 CForm 4 →	Nov 7, 4:05 pm EST	Spero Therapeutics, Inc.SPRO	Casper BreumDirector	4,320,936	—	—	0	—
Nov 6, 2017 CForm 4 →	Nov 7, 4:05 pm EST	Spero Therapeutics, Inc.SPRO	Joel SendekChief Financial Officer	61,880	—	—	0	—
Nov 6, 2017 CForm 4 →	Nov 7, 4:06 pm EST	Spero Therapeutics, Inc.SPRO	Vikas GoyalDirector	7,399,735	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:07 pm EST	Emergent BioSolutions Inc.EBS	Daniel Abdun-NabiPresident & CEO, Director	31,508	—	—	41,906	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:08 pm EST	Guidewire Software, Inc.GWRE	Priscilla HungChief Operations Officer	136	—	—	113	—
Nov 6, 2017 CForm 4 →	Nov 7, 4:08 pm EST	Spero Therapeutics, Inc.SPRO	Jean Francois FormelaDirector	10,507,362	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:12 pm EST	MACOM Technology Solutions Holdings, Inc.MTSI	Charles R BlandDirector	250	—	—	13,000	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:15 pm EST	LANDSTAR SYSTEM INCLSTR	James B GattoniPresident & CEO, Director	13,598	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:16 pm EST	METLIFE INCMET	Christopher G TownsendPresident, Asia	82,731	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:17 pm EST	WYNN RESORTS LTDWYNN	Ray R IraniDirector	10,000	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:23 pm EST	HANOVER INSURANCE GROUP, INC.THG	Mark Joseph WelzenbachExecutive Vice President	5,000	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:25 pm EST	QUAKER CHEMICAL CORPKWR	Dieter LainingerVP & MD - SA & Primary Metals	2,693	—	—	2,426	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:26 pm EST	KENNAMETAL INCKMT	Ronald M DefeoDirector	7,000	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:29 pm EST	ADVANCED MICRO DEVICES INCAMD	Harry A WolinSVP & GC	46,875	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:29 pm EST	PLEXUS CORPPLXS	Dean A FoateDirector	15,000	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:32 pm EST	GENERAL ELECTRIC COGE	Jeffrey S BornsteinVice Chairman	7,400	—	—	22,200	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:32 pm EST	Mueller Water Products, Inc.MWA	Marietta Edmunds ZakasSVP, Strategy, Corp Dev & Comm	22,676	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:33 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Michael R DumaisEVP, Operations & Strategy	8,600	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:35 pm EST	O REILLY AUTOMOTIVE INCORLY	Scott E KrausSVP OF REAL ESTATE & EXPANSION	1,500	—	—	3,500	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:36 pm EST	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	13,081	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:36 pm EST	United Continental Holdings, Inc.UAL	Linda P JojoEVP, Tech & Chief Digital Ofcr	7,677	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 7, 4:37 pm EST	MRI INTERVENTIONS, INC.MRIC	Joseph Michael BurnettPresident and CEO, Director	350,000	—	—	350,000	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:39 pm EST	RUDOLPH TECHNOLOGIES INCRTEC	Elvino M da SilveiraOther	10,000	—	—	10,000	—
Nov 3, 2017 AForm 4 →	Nov 7, 4:41 pm EST	Lumber Liquidators Holdings, Inc.LL	Timothy J MulvaneySVP, Chief Accounting Officer	3,186	—	—	3,186	—
Nov 3, 2017 AForm 4 →	Nov 7, 4:43 pm EST	MELINTA THERAPEUTICS, INC. /NEW/MLNT	Daniel Mark WechslerPresident and CEO, Director	734,642	—	—	183,661	—
Nov 5, 2017 MForm 4 →	Nov 7, 4:43 pm EST	U.S. SILICA HOLDINGS, INC.SLCA	Bradford B CasperEVP & Chief Commercial Officer	12,048	—	—	12,048	—
Nov 6, 2017 AForm 4 →	Nov 7, 4:44 pm EST	Welbilt, Inc.WBT	Diana SacchiSVP CHRO	730	—	—	730	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:50 pm EST	LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND	Trey ByusChief Expedition Officer	47,772	—	—	238,856	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:50 pm EST	CDW CorpCDW	Jonathan J StevensSee Remarks	2,700	—	—	21,412	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:50 pm EST	TRIMBLE INC.TRMB	Robert G PainterCFO	17,750	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:51 pm EST	EOG RESOURCES INCEOG	Michael P DonaldsonEVP, Gen. Counsel & Corp Sec	8,597	—	—	8,597	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:51 pm EST	TELEDYNE TECHNOLOGIES INCTDY	Jason VanWeesSVP, Strategy, Mergers & Acq.	4,500	—	—	3,500	—
Nov 3, 2017 MForm 4 →	Nov 7, 4:54 pm EST	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	40,000	—	—	521,927	—
Nov 5, 2017 MForm 4 →	Nov 7, 4:54 pm EST	INFINERA CorpINFN	James LaufmanSenior VP and General Counsel	23,652	—	—	23,651	—
Nov 6, 2017 MForm 4 →	Nov 7, 4:55 pm EST	EOG RESOURCES INCEOG	David W TriceEVP Exploration and Production	8,000	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:00 pm EST	ExlService Holdings, Inc.EXLS	Rohit KapoorCEO & Vice Chairman, Director	1,000	—	—	51,649	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:00 pm EST	SEACOR HOLDINGS INC /NEW/CKH	Eric FabrikantChief Operating Officer	4,988	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:01 pm EST	ExlService Holdings, Inc.EXLS	Clyde W OstlerDirector	9,982	—	—	3,082	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:01 pm EST	SEACOR HOLDINGS INC /NEW/CKH	Charles FabrikantExecutive Chairman and CEO, Director	59,932	—	—	0	—
Nov 3, 2017 AForm 4 →	Nov 7, 5:02 pm EST	SEACOR HOLDINGS INC /NEW/CKH	William C LongEVP, CLO and Secretary	1,000	—	—	1,000	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:03 pm EST	Financial Engines, Inc.FNGN	Christopher L. JonesEVP & Chief Investment Officer	12,515	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:04 pm EST	Dimension Therapeutics, Inc.DMTX	Alan ColowickDirector	93,543	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:05 pm EST	Dimension Therapeutics, Inc.DMTX	Eric CrombezChief Medical Officer	308,688	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:06 pm EST	Dimension Therapeutics, Inc.DMTX	Michael DybbsDirector	49,069	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:06 pm EST	Dimension Therapeutics, Inc.DMTX	Georges GemayelDirector	93,543	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:07 pm EST	Dimension Therapeutics, Inc.DMTX	John HohnekerDirector	38,000	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:08 pm EST	Dimension Therapeutics, Inc.DMTX	Annalisa JenkinsPresident and CEO, Director	1,400,184	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:09 pm EST	Dimension Therapeutics, Inc.DMTX	George V MigauskyDirector	104,841	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:10 pm EST	Dimension Therapeutics, Inc.DMTX	Arlene MorrisDirector	93,543	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:11 pm EST	Dimension Therapeutics, Inc.DMTX	Mary ThistleChief Operating Officer	350,630	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:12 pm EST	CATALYST PHARMACEUTICALS, INC.CPRX	Alicia GrandeChief Financial Officer	200,000	—	—	270,000	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:12 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Sangeeta N. BhatiaDirector	7,073	—	—	0	—
Nov 7, 2017 DForm 4 →	Nov 7, 5:12 pm EST	Dimension Therapeutics, Inc.DMTX	Samuel C. WadsworthChief Scientific Officer	110,000	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:12 pm EST	CATALYST PHARMACEUTICALS, INC.CPRX	Steve MillerChief Operating Officer	200,000	—	—	285,000	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:13 pm EST	CATALYST PHARMACEUTICALS, INC.CPRX	Patrick J McEnanyPresident and CEO, Director	200,000	—	—	500,000	—
Nov 5, 2017 MForm 4 →	Nov 7, 5:14 pm EST	HOLOGIC INCHOLX	Karleen Marie ObertonCorp. VP & Chief Acctg Officer	797	—	—	775	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:15 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Stuart A ArbuckleEVP\Chief Commercial Officer	4,250	—	—	4,250	—
Nov 7, 2017 CForm 4 →	Nov 7, 5:16 pm EST	AQUANTIA CORPAQ	CISCO SYSTEMS, INC. +110% Owner	6,727,778	—	—	0	—
Nov 3, 2017 AForm 4 →	Nov 7, 5:18 pm EST	Pulmatrix, Inc.PULM	James M. RoachChief Medical Officer	360,000	—	—	360,000	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:21 pm EST	CARTERS INCCRI	Michael Dennis CaseyChairman and CEO, Director	26,524	—	—	79,571	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:23 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Michael PariniEVP, CL&AO	2,330	—	—	30,289	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:24 pm EST	FORTINET INCFTNT	Ming HsiehDirector	331	—	—	994	—
Nov 5, 2017 MForm 4 →	Nov 7, 5:25 pm EST	FORTINET INCFTNT	Gary LockeDirector	1,250	—	—	5,000	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:26 pm EST	FORTINET INCFTNT	William H. NeukomDirector	331	—	—	994	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:26 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Ian F SmithEVP, COO	6,405	—	—	4,250	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:26 pm EST	FORTINET INCFTNT	Christopher B PaisleyDirector	331	—	—	994	—
Nov 5, 2017 MForm 4 →	Nov 7, 5:27 pm EST	FORTINET INCFTNT	Judith SimDirector	1,250	—	—	3,750	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:28 pm EST	ESSA Bancorp, Inc.ESSA	Allan A MutoEVP and CFO	14,515	—	—	65,485	—
Nov 3, 2017 AForm 4 →	Nov 7, 5:31 pm EST	GAIA, INCGAIA	Kristin E. FrankDirector	10,000	—	—	61,950	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:31 pm EST	IDEXX LABORATORIES INC /DEIDXX	Jonathan W AyersChairman, President & CEO, Director	54,000	—	—	178,500	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:47 pm EST	DEAN FOODS CODF	Ralph P ScozzafavaChief Executive Officer, Director	5,675	—	—	0	—
Nov 5, 2017 MForm 4 →	Nov 7, 5:47 pm EST	GILEAD SCIENCES INCGILD	James R MeyersEVP Worldwide Commercial Ops	4,500	—	—	4,460	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:50 pm EST	UMB FINANCIAL CORPUMBF	Shannon Andresen JohnsonEVP/Chief HR Officer	800	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:53 pm EST	Restaurant Brands International Inc.QSR	Jose E. CilSenior EVP, Pres. Burger King	155,580	—	—	98,408	—
Nov 3, 2017 MForm 4 →	Nov 7, 5:55 pm EST	ASPEN TECHNOLOGY INC /DE/AZPN	Jr. Robert M. WhelanDirector	14,000	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 6:12 pm EST	GENERAC HOLDINGS INC.GNRC	Russell S MinickChief Marketing Officer	17,328	—	—	16,562	—
Nov 6, 2017 MForm 4 →	Nov 7, 6:15 pm EST	POWER INTEGRATIONS INCPOWI	Balu BalakrishnanPresident and CEO	51,350	—	—	125,000	—
Nov 6, 2017 MForm 4 →	Nov 7, 6:15 pm EST	POWER INTEGRATIONS INCPOWI	Floyd E KvammeDirector	10,000	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 6:16 pm EST	TORCHMARK CORPTMK	Carol A McCoyVP, Assoc. Counsel & Corp. Sec	20,250	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 7, 6:17 pm EST	OMNICELL, IncOMCL	J Christopher DrewExe VP, Sales & Marketing	29,750	—	—	22,500	—
Nov 3, 2017 MForm 4 →	Nov 7, 6:24 pm EST	Huntsman CORPHUN	Rohit AggarwalDivision President	1,551	—	—	1,551	—
Nov 3, 2017 MForm 4 →	Nov 7, 6:24 pm EST	Huntsman CORPHUN	Monte G EdlundDivision President	45,692	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 7, 6:29 pm EST	AEHR TEST SYSTEMSAEHR	William W R ElderDirector	28,168	—	—	10,000	—
Nov 3, 2017 MForm 4 →	Nov 7, 6:33 pm EST	HONEYWELL INTERNATIONAL INCHON	Krishna MikkilineniSrVP, Engineering, Ops & IT	13,074	—	—	0	—
Nov 3, 2017 AMForm 4 →	Nov 7, 6:40 pm EST	COHERENT INCCOHR	John AmbroseoPres. and CEO, Director	50,124	—	—	18,791	—
Nov 6, 2017 MForm 4 →	Nov 7, 6:41 pm EST	FS Bancorp, Inc.FSBW	Robert B FullerChief Credit Officer	5,250	—	—	7,000	—
Nov 3, 2017 AForm 4 →	Nov 7, 6:45 pm EST	COHERENT INCCOHR	Kevin S. PalatnikChief Financial Officer	2,505	—	—	2,505	—
Nov 6, 2017 MForm 4 →	Nov 7, 6:45 pm EST	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	521	—	—	3,646	—
Nov 3, 2017 AMForm 4 →	Nov 7, 6:51 pm EST	COHERENT INCCOHR	Bret DiMarcoExec VP & General Counsel	7,185	—	—	1,837	—
Nov 7, 2017 AForm 4 →	Nov 7, 6:57 pm EST	Telenav, Inc.TNAV	Karen C FrancisDirector	161	—	—	161	—
Nov 3, 2017 AMForm 4 →	Nov 7, 6:58 pm EST	COHERENT INCCOHR	Mark Stewart SobeyEVP	8,473	—	—	2,338	—
Nov 3, 2017 MForm 4 →	Nov 7, 7:01 pm EST	SVB FINANCIAL GROUPSIVB	Marc C CadieuxChief Credit Officer	2,260	—	—	0	—
Nov 3, 2017 AMForm 4 →	Nov 7, 7:01 pm EST	COHERENT INCCOHR	Paul F SechristEVP Worldwide Sales & Services	7,318	—	—	2,088	—	amended
Nov 3, 2017 MForm 4 →	Nov 7, 7:02 pm EST	VERIFONE SYSTEMS, INC.PAY	Vincent D'AgostinoEVP, Chief Strategy Officer	881	—	—	882	—
Nov 3, 2017 CForm 4 →	Nov 7, 7:03 pm EST	HOULIHAN LOKEY, INC.HLI	J Lindsey AlleyCHIEF FINANCIAL OFFICER	973	—	—	0	—
Nov 3, 2017 CForm 4 →	Nov 7, 7:03 pm EST	HOULIHAN LOKEY, INC.HLI	Irwin GoldEXECUTIVE CHAIRMAN, Director, 10% Owner	6,533	—	—	0	—
Nov 3, 2017 AForm 4 →	Nov 7, 7:05 pm EST	COHERENT INCCOHR	Thomas MerkEVP & GM, ILS	1,670	—	—	1,670	—
Nov 3, 2017 CForm 4 →	Nov 7, 7:06 pm EST	HOULIHAN LOKEY, INC.HLI	Scott L BeiserCHIEF EXECUTIVE OFFICER, Director, 10% Owner	4,550	—	—	0	—
Nov 3, 2017 CForm 4 →	Nov 7, 7:08 pm EST	HOULIHAN LOKEY, INC.HLI	Christopher M CrainGENERAL COUNSEL	289	—	—	0	—
Nov 3, 2017 CForm 4 →	Nov 7, 7:08 pm EST	HOULIHAN LOKEY, INC.HLI	David A PreiserCO-PRESIDENT, Director	2,801	—	—	0	—
Nov 3, 2017 CForm 4 →	Nov 7, 7:09 pm EST	HOULIHAN LOKEY, INC.HLI	Scott Joseph AdelsonCO-PRESIDENT, Director	4,329	—	—	0	—
Nov 7, 2017 MForm 4 →	Nov 7, 7:09 pm EST	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	529,260	—
Nov 7, 2017 MForm 4 →	Nov 7, 7:13 pm EST	SALESFORCE COM INCCRM	Maria MartinezPres., Sales & Cust. Success	10,000	—	—	104,676	—
Nov 7, 2017 MForm 4 →	Nov 7, 7:17 pm EST	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO	8,026	—	—	16,052	—
Nov 3, 2017 MForm 4 →	Nov 7, 7:21 pm EST	AMERISOURCEBERGEN CORPABC	Tim G. GuttmanChief Financial Officer	11,600	—	—	57,250	—
Oct 26, 2017 PForm 4 →	Nov 7, 7:24 pm EST	HTG MOLECULAR DIAGNOSTICS, INCHTGM	QIAGEN NV10% Owner	753,012	—	—	753,012	—	late
Nov 6, 2017 CForm 4 →	Nov 7, 7:42 pm EST	Spero Therapeutics, Inc.SPRO	GLAXOSMITHKLINE PLC10% Owner	7,399,735	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 7:50 pm EST	Expedia, Inc.EXPE	Dara KhosrowshahiDirector	72,383	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 7, 7:53 pm EST	SKYWEST INCSKYW	Michael B ThompsonChief Operating Officer of Sub	5,868	—	—	0	—
Nov 7, 2017 CJForm 4 →	Nov 7, 8:02 pm EST	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	12,238,032	—	—	5,676,058	—
Nov 3, 2017 AForm 4 →	Nov 7, 8:10 pm EST	DelMar Pharmaceuticals, Inc.DMPI	Saiid ZarrabianInterim CEO, Director	120,000	—	—	120,000	—
Nov 7, 2017 AForm 4 →	Nov 7, 8:10 pm EST	FAIR ISAAC CORPFICO	Wayne Elliot HuyardExecutive Vice President	12,765	—	—	12,765	—
Nov 7, 2017 AForm 4 →	Nov 7, 8:12 pm EST	FAIR ISAAC CORPFICO	Stuart WellsExecutive Vice President	12,765	—	—	12,765	—
Nov 7, 2017 AForm 4 →	Nov 7, 8:12 pm EST	FAIR ISAAC CORPFICO	James M WehmannExecutive Vice President	12,765	—	—	12,765	—
Nov 7, 2017 AForm 4 →	Nov 7, 8:13 pm EST	FAIR ISAAC CORPFICO	Mark R ScadinaEVP, Gen. Counsel & Sec.	10,977	—	—	10,977	—
Nov 7, 2017 AForm 4 →	Nov 7, 8:13 pm EST	FAIR ISAAC CORPFICO	Michael J PungEVP & CFO	10,977	—	—	10,977	—
Nov 7, 2017 AForm 4 →	Nov 7, 8:14 pm EST	FAIR ISAAC CORPFICO	Richard DealExecutive Vice President	10,977	—	—	10,977	—
Nov 7, 2017 AForm 4 →	Nov 7, 8:14 pm EST	FAIR ISAAC CORPFICO	William J LansingPresident and CEO, Director	39,623	—	—	39,623	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:37 pm EST	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Lloyd CarneyChief Executive Officer, Director	543,510	—	—	181,170	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:38 pm EST	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Jeffrey LindholmSVP, Worldwide Sales	78,071	—	—	26,023	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:39 pm EST	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Ken ChengCTO and SVP, Corporate Develop	78,071	—	—	26,023	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:40 pm EST	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Daniel W FairfaxSVP and CFO	78,071	—	—	26,023	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:41 pm EST	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Ellen OdonnellSVP & General Counsel	49,682	—	—	16,560	—
Nov 5, 2017 AMForm 4 →	Nov 7, 8:43 pm EST	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Gale E. EnglandCOO and SVP Operations	63,876	—	—	21,292	—
Nov 3, 2017 MForm 4 →	Nov 7, 9:01 pm EST	Yum China Holdings, Inc.YUMC	Jonathan S LinenDirector	3,464	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 7, 9:07 pm EST	RIGEL PHARMACEUTICALS INCRIGL	Ryan D MaynardEVP & CFO	100,000	—	—	75,000	—
Aug 25, 2017 CGForm 4 →	Nov 7, 9:45 pm EST	GoPro, Inc.GPRO	Nicholas Woodman +1CEO, Chairman of the Board, Director, 10% Owner	709,380	—	—	31,674,574	—	late
Nov 6, 2017 MForm 4 →	Nov 8, 8:31 am EST	DONEGAL GROUP INCDGICA	Patricia A GilmartinDirector	5,333	—	—	2,667	—
Nov 6, 2017 MForm 4 →	Nov 8, 9:03 am EST	FASTENAL COFAST	LeLand J HeinSenior Executive VP	10,000	—	—	20,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 9:12 am EST	TORCHMARK CORPTMK	James Eric McPartlandEVP &Chief Information Officer	7,000	—	—	7,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 9:17 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Michael A KellyDirector	3,384	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 10:14 am EST	iRhythm Technologies, Inc.IRTC	Kevin M KingPresident and CEO, Director	60,000	—	—	207,813	—
Nov 6, 2017 AForm 4 →	Nov 8, 11:12 am EST	VERIZON COMMUNICATIONS INCVZ	Rima QureshiEVP & Chief Strategy Officer	76,873	—	—	76,873	—
Nov 7, 2017 MForm 4 →	Nov 8, 11:31 am EST	HANOVER INSURANCE GROUP, INC.THG	Mark Joseph WelzenbachExecutive Vice President	4,723	—	—	9,447	—
Nov 7, 2017 MForm 4 →	Nov 8, 11:50 am EST	PARKER HANNIFIN CORPPH	Todd M. LeombrunoVP & Controller	1,275	—	—	1,275	—
Nov 6, 2017 MForm 4 →	Nov 8, 11:51 am EST	ROCKWELL COLLINS INCCOL	Patrick E AllenSr. VP and CFO	36,350	—	—	28,700	—
Nov 6, 2017 MForm 4 →	Nov 8, 11:53 am EST	ROCKWELL COLLINS INCCOL	Tatum J. BuseVP, Finance and Controller	19,170	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 11:54 am EST	ROCKWELL COLLINS INCCOL	Philip J JasperExec. VP & COO, Government Sys	25,100	—	—	0	—
Jan 26, 2017 PForm 4/A →	Nov 8, 12:11 pm EST	JAKKS PACIFIC INCJAKK	Oasis Management Co Ltd. +210% Owner	—	—	—	—	—
Nov 7, 2017 SForm 4 →	Nov 8, 12:16 pm EST	JAKKS PACIFIC INCJAKK	Oasis Management Co Ltd. +210% Owner	—	—	—	—	—
Nov 6, 2017 AForm 4 →	Nov 8, 12:32 pm EST	CALLON PETROLEUM COCPE	Michol L EcklundVP & General Counsel	37,500	—	—	37,500	—
Nov 6, 2017 MForm 4 →	Nov 8, 12:38 pm EST	MITEL NETWORKS CORPMITL	Jon BrintonSee Remarks	30,000	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 12:57 pm EST	ESSEX PROPERTY TRUST INCESS	Gary P MartinDirector	1,000	—	—	1,000	—
Nov 6, 2017 MForm 4 →	Nov 8, 1:09 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Leo S. Mackay Jr.Director	14,247	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 1:13 pm EST	ROCKWELL COLLINS INCCOL	Bruce Michael KingSr. VP, Operations	10,910	—	—	3,290	—
Nov 6, 2017 MForm 4 →	Nov 8, 1:29 pm EST	ROCKWELL COLLINS INCCOL	Nan MattaiSr VP, Engineering and Tech	53,300	—	—	0	—
Sep 30, 2017 AMForm 4 →	Nov 8, 1:33 pm EST	PROCTER & GAMBLE CoPG	MaryLynn FergusonMchughGroup President Global Family	26,069	—	—	0	—	late
Nov 6, 2017 MForm 4 →	Nov 8, 1:35 pm EST	ROCKWELL COLLINS INCCOL	Robert A SturgellSr. VP, Washington Operations	9,033	—	—	3,800	—
Nov 7, 2017 MForm 4 →	Nov 8, 1:40 pm EST	EOG RESOURCES INCEOG	Lloyd W Helms Jr.EVP Exploration and Production	16,000	—	—	0	—
Nov 7, 2017 AForm 4 →	Nov 8, 1:54 pm EST	CurAegis Technologies, Inc.CRGS	Richard A KaplanCEO, Director	25,000	—	—	—	—
Nov 7, 2017 AForm 4 →	Nov 8, 2:02 pm EST	CurAegis Technologies, Inc.CRGS	Tom BonadioDirector	10,000	—	—	—	—
Nov 6, 2017 MForm 4 →	Nov 8, 2:03 pm EST	HORIZON BANCORP /IN/HBNC	Craig M DwightChief Executive Officer	3,200	—	—	0	—
Nov 7, 2016 MForm 4 →	Nov 8, 2017, 2:17 pm EST	PRAXAIR INCPX	Raymond W LeboeufDirector	6,550	—	—	0	—	late
Nov 6, 2017 MForm 4 →	Nov 8, 2:28 pm EST	INTEGRATED DEVICE TECHNOLOGY INCIDTI	Xianzhi Sean FanSr Vice President&Corporate GM	38,937	—	—	5,688	—
Nov 7, 2017 MForm 4 →	Nov 8, 2:32 pm EST	RigNet, Inc.RNET	Jay T HilbertSVP - Sales	1,875	—	—	5,625	—
Nov 7, 2017 MForm 4 →	Nov 8, 2:33 pm EST	RigNet, Inc.RNET	Edward TraupmanVice President - SI&A	1,000	—	—	3,000	—
Nov 6, 2017 CForm 4 →	Nov 8, 2:43 pm EST	SAGA COMMUNICATIONS INCSGA	Edward K ChristianChairman, President & CEO	12,508	—	—	869,633	—
Nov 6, 2017 MForm 4 →	Nov 8, 2:46 pm EST	ROCKWELL COLLINS INCCOL	Robert Kelly OrtbergCEO & President, Director	395,110	—	—	0	—
Nov 6, 2017 MForm 4 →	Nov 8, 3:15 pm EST	Xylem Inc.XYL	Steven R LorangerDirector	50,000	—	—	65,247	—
Nov 6, 2017 AForm 4 →	Nov 8, 3:23 pm EST	KIRBY CORPKEX	Ronald A DraggVice President and Controller	90	—	—	90	—
Nov 6, 2017 MForm 4 →	Nov 8, 3:27 pm EST	FRP HOLDINGS, INC.FRPH	John D Milton Jr.Chief Financial Officer	1,877	—	—	623	—
Nov 6, 2017 AForm 4 →	Nov 8, 3:32 pm EST	Limelight Networks, Inc.LLNW	Kurt SilvermanSenior Vice President-Dev.	144,150	—	—	144,150	—
Nov 6, 2017 AForm 4 →	Nov 8, 3:34 pm EST	Limelight Networks, Inc.LLNW	Sajid MalhotraCFO	213,560	—	—	213,560	—
Nov 6, 2017 AForm 4 →	Nov 8, 3:35 pm EST	Limelight Networks, Inc.LLNW	Robert A LentoCEO, Director	482,630	—	—	482,630	—
Nov 6, 2017 AForm 4 →	Nov 8, 3:37 pm EST	Limelight Networks, Inc.LLNW	Michael DiSantoChief Admin. & Legal Officer	170,850	—	—	170,850	—
Nov 6, 2017 AForm 4 →	Nov 8, 3:38 pm EST	Limelight Networks, Inc.LLNW	George VonderhaarChief Sales Officer	138,810	—	—	138,810	—
Nov 7, 2017 AForm 4 →	Nov 8, 3:58 pm EST	Upland Software, Inc.UPLD	Joe RossDirector	18,414	—	—	18,414	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.