SEC Form 4 · accession 0001127602-17-031503
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karleen Marie Oberton
Officer — Corp. VP & Chief Acctg Officer
Period of report
Nov 5, 2017
Accepted (ET)
Nov 7, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2017 | M | 797 | — | A | 8,343 | D | |
| Common Stock | Nov 5, 2017 | F | 259 | $39.56 | D | 8,084 | D | |
| Common Stock | Nov 6, 2017 | S | 538 | $39.40 | D | 7,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Award (Right To Receive)F1,F3 | — | Nov 5, 2017 | M | 797 | D | — | — | Common Stock | 797 | 775 | D |
Explanation of responses
- F1Restricted Stock Units (RSUs) are settled in shares of common stock on a one-for-one basis upon vesting.
- F2Transaction pursuant to an existing 10b5-1 trading plan.
- F3This RSU award vests in three installments beginning on the first anniversary of the grant date.