SEC Form 4/A · accession 0000902664-17-004228
JAKKS PACIFIC INC · JAKK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Jan 24, 2017
Accepted (ET)
Nov 8, 2017 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F5 | Jan 26, 2017 | P | 4,400 | $5.03 | A | 1,443,377 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Senior NotesF2,F4,F5,F1 | $8.7438 | Jan 26, 2017 | P | — | A | Jan 31, 2017 | Aug 1, 2018 | Common Stock | 285,919 | — | I |
| Convertible Senior NotesF3,F4,F5,F1 | $8.7438 | Jan 26, 2017 | P | — | A | Jan 31, 2017 | Aug 1, 2018 | Common Stock | 599,281 | — | I |
Explanation of responses
- F1The trade reported on this line settled on January 31, 2017.
- F2Includes $53,125.00 of accrued and unpaid interest.
- F3Includes $111,350.00 of accrued and unpaid interest.
- F4The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.
- F5The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.