SEC Form 4 · accession 0001407682-17-000142
RUDOLPH TECHNOLOGIES INC · RTEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elvino M da Silveira
Other
Period of report
Nov 3, 2017
Accepted (ET)
Nov 7, 2017 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001094392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2017 | M | 10,000 | $12.22 | A | 43,700 | D | |
| Common StockF1 | Nov 3, 2017 | S | 700 | $26.05 | D | 43,000 | D | |
| Common StockF1 | Nov 3, 2017 | S | 300 | $26.08 | D | 42,700 | D | |
| Common StockF1 | Nov 3, 2017 | S | 700 | $26.10 | D | 42,000 | D | |
| Common StockF1 | Nov 3, 2017 | S | 800 | $26.13 | D | 41,200 | D | |
| Common StockF1 | Nov 3, 2017 | S | 1,500 | $26.15 | D | 39,700 | D | |
| Common StockF1 | Nov 3, 2017 | S | 300 | $26.18 | D | 39,400 | D | |
| Common StockF1 | Nov 3, 2017 | S | 1,048 | $26.20 | D | 38,352 | D | |
| Common StockF1 | Nov 3, 2017 | S | 752 | $26.35 | D | 37,600 | D | |
| Common StockF1 | Nov 3, 2017 | S | 1,000 | $26.45 | D | 36,600 | D | |
| Common StockF1 | Nov 3, 2017 | S | 400 | $26.48 | D | 36,200 | D | |
| Common StockF1 | Nov 3, 2017 | S | 2,500 | $26.50 | D | 33,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $12.22 | Nov 3, 2017 | M | 10,000 | D | Dec 12, 2013 | Dec 12, 2022 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The amount of shares indicated in direct beneficial ownership include shares acquired through the Employee Stock Purchase Plan.
- F220% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.