SEC Form 4 · accession 0001225208-17-017043
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marietta Edmunds Zakas
Officer — SVP, Strategy, Corp Dev & Comm
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2017 | M | 22,676 | $10.66 | A | 224,887 | D | |
| Common StockF1,F2 | Nov 6, 2017 | F | 21,258 | $12.2929 | D | 203,629 | D | |
| Common StockF3 | holding | — | — | — | 28,102 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $10.66 | Nov 6, 2017 | M | 22,676 | D | — | Nov 29, 2017 | Common Stock | 22,676 | 0 | D |
Explanation of responses
- F1Shares were withheld to cover the tax liability on exercise of option.
- F2Includes 1,639.37 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.
- F3Shares acquired by reporting person's spouse through retirement plan.
- F4The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.