SEC Form 4 · accession 0001127602-17-031524
UMB FINANCIAL CORP · UMBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shannon Andresen Johnson
Officer — EVP/Chief HR Officer
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000101382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2017 | M | 800 | $38.54 | A | 9,810 | D | |
| Common Stock | Nov 6, 2017 | F | 424 | $72.75 | D | 9,386 | D | |
| Common Stock | holding | — | — | — | 205 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $38.54 | Nov 6, 2017 | M | 800 | D | Nov 20, 2010 | Dec 20, 2017 | Common Stock | 800 | 0 | D |
Explanation of responses
- F1Reflects shares acquired through the reinvestment of dividends on restricted stock.